FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071665401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Suzanne Therese Charrin (Respondent) Former General Securities Representative CRD No. 4487222 Pursuant to FINRA Rule 9216, Respondent Suzanne Therese Charrin submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.