FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076195901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Rogerio Almeida (Respondent) Former General Securities Representative CRD No. 7083841 Pursuant to FINRA Rule 9216, Respondent Rogerio Almeida submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018060678201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: BGC Financial, L.P. (Respondent) Member Firm CRD No. 19801 Pursuant to FINRA Rule 9216, Respondent BGC Financial, L.P. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065340901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Open to the Public Investing, Inc. (Respondent) Member Firm CRD No. 127818 Pursuant to FINRA Rule 9216, Respondent Open to the Public Investing, Inc. (Public Investing) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.