FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070741501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Patrick Keith Sloan (Respondent) Former General Securities Representative CRD No. 6466410 Pursuant to FINRA Rule 9216, Respondent Patrick Keith Sloan submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.