FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068820101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robin Bailey Liebes (Respondent) General Securities Representative CRD No. 2362467 Pursuant to FINRA Rule 9216, Respondent Robin Bailey Liebes submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022073705601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: SageTrader, LLC (Respondent) Member Firm CRD No. 137862 Pursuant to FINRA Rule 9216, Respondent SageTrader, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.