Regulatory Notice 23-05
Summary
FINRA periodically reviews the content of qualification exams to ensure each exam remains current and appropriately tailored to the qualifications and subject matter being tested.
Financial Behavior Planning Specialist
Financial Behavior Planning Specialist (FBPS)
| Designation Essentials | |
|---|---|
| Status | Currently offered and recognized by the issuing organization |
| Issuing Organization | Financial Behavior Institute |
| Qualification and Training Requirements | |
| Prerequisites | Candidates must:
|
| Designation Training Requirements | 12 hours of online instruction |
| Designation Exam Type | Online, open book exam |
| Continuing Education Requirements | 20 hours every two years |
| Verification and Complaints | |
| Online Designation Resource | None |
| Investor Complaint Process | None |
| Published List of Disciplined Designees | None |