FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2016051156903 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Janney Montgomery Scott LLC (Respondent) Member Firm CRD No. 463 Pursuant to FINRA Rule 9216, Respondent Janney Montgomery Scott LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061442701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Richard M. Blosser (Respondent) Former General Securities Representative CRD No. 1676712 Pursuant to FINRA Rule 9216, Respondent Richard M. Blosser submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.