FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064535601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Axiom Capital Management, Inc. (Respondent) Member Firm CRD No. 26580 Pursuant to FINRA Rule 9216, Respondent Axiom Capital Management, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064535602 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Mark D. Martino (Respondent) General Securities Representative and General Securities Principal CRD No. 1010228 Pursuant to FINRA Rule 9216, Respondent Mark D. Martino submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063686202 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeffrey D. Basford (Respondent) General Securities Representative CRD No. 5077566 Pursuant to FINRA Rule 9216, Respondent Jeffrey D. Basford (Basford) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022075677601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Patrick Allen English (Respondent) Former General Securities Representative CRD No. 5189025 Pursuant to FINRA Rule 9216, Respondent Patrick Allen English submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.