For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Investments in complex products do not need to be banned nor restricted. I oppose restrictions that limit my investment opportunities. Leverage has existed in various forms since the beginning of the equities markets. These modern offerings give safer access to leverage to those who otherwise would not have this advantage.
Rule Filing Status: Approved
Rule change to amend FINRA Rule 6750 to provide that FINRA may publish or distribute aggregated transaction information and statistics on U.S. Treasury Securities on a more frequent basis.