FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072384301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Raymi Nodarse Valdes (Respondent) CRD No. 6900424 Pursuant to FINRA Rule 9216, Respondent Raymi Nodarse Valdes submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.