FINANClAL lNDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO.2021072641301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE. Joan Ella Burgio (Respondent) Former General Securities Representative CRD No. 5397635 Pursuant to FINRA Rule 9216, Respondent Joan Ella Burgio submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019060735601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Boustead Securities, LLC (Respondent) Member Firm CRD No. 141391 Pursuant to FINRA Rule 9216, Respondent Boustead Securities, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072636102 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John M. Selleh (Respondent) Former General Securities Principal CRD No. 1292048 Pursuant to FINRA Rule 9216, Respondent John M. Selleh submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.