FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071987901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robin Lee Taliaferro (Respondent) General Securities Representative CRD No. 442144 Pursuant to FINRA Rule 9216, Respondent Robin Lee Taliaferro submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061061701 Department of Enforcement Financial Industry Regulatory Authority (FINRA) BofA Securities, Inc. (Respondent) Member Firm CRD No. 283942 Pursuant to FINRA Rule 9216, Respondent BofA Securities, Inc. ("BofAS" or "the firm") submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.