2021071798401 Daniel L. Bicket CRD 1366026 AWC gg (2022-1660436418691).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071798401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Daniel L. Bicket (Respondent) Former Investment Company Shares and Variable Contracts Representative CRD No. 1366026 Pursuant to FINRA Rule 9216, Respondent Daniel L. Bicket submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

SLRA

Student Loan Repayment Advisor (SLRA)

Designation Essentials
Status Currently offered and recognized by the issuing organization
Issuing Organization PayForED
Qualification and Training Requirements
Prerequisites

Must have:

  • license and/or registration in a regulated financial services industry or tax field, i.e., brokerage, investment advisor services, insurance, certified public accountant (CPA) or enrolled agent (EA) and
  • two years of industry experience in financial services or a bachelor’s degree in business or finance from an accredited college or university
Designation Training Requirements

Online, self-study course
Designation Exam Type

Online, open-book course exams
Continuing Education Requirements

10 credits every two years
Verification and Complaints
Online Designation Resource

Online at Find an Advisor
Investor Complaint Process

Submit complaints via email to [email protected].
Published List of Disciplined Designees

None
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