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Anonymous Comment On Regulatory Notice 22-14

As an AMC GME APE I demand market transparency! Same day reporting is doable with the technology. End PFOF and Ban Dark Pools! Citadel Securities Scandal CEO Ken Griffin should be arrested immediately ORTEX should be releasing information to the public for free Enforce the rules that you already have in order SEC Rule 304(a) (4): Suspension, Limitation, or Revocation to the Exchange Link to rule on SEC website: https://www.sec.gov/rules/ final/2018/34-83663.pdf .

Eduardo Tovar Comment On Regulatory Notice 22-17

The 1 minute rule proposed would be very difficult for small broker dealers to keep, and would represent a major hurdle to our fixed income business. Most small broker dealers as is our case do not have a dedicate trading desk to handle this proposed new 1 minute rule, nor do they have the state of the art software that big firms may have access to. While compliance may be possible, this would likely dramatically increase errors and result in a worse execution outcome between counterparties.

2019062623002 Peng Zhang CRD No. 6103092 AWC gg (2022-1665706815056).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062623002 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Peng Zhang (Respondent) Introducing Broker-Dealer Financial and Operations Principal; General Securities Principal; General Securities Representative; Investment Banking Representative; Investment Banking Principal; Operations Professional. CRD No.