Chris Cousins Comment On Regulatory Notice 22-08

These proposal are an insult to humanity. The hubris is disgusting. People who think they know better than anyone should be locked away. To limit the public's ability to invest in these funds is to further RIG the game against the public. Unelected bureaucrats doing the bidding of special interests. All this that these LOSERS, bc that is what these special interests are, can no longer beat the public. They are sore, and it took about, ohhhh a calendar quarter of pain for them to say we can't play.

2019064656601 Charles Scott Burford CRD 1658201 OHO Decision jlg (2022-1659917999898).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHARLES SCOTT BURFORD (CRD No. 1658201), Respondent. Disciplinary Proceeding No. 2019064656601 Hearing Officer–BEK HEARING PANEL DECISION July 7, 2022 Respondent is fined $10,000 and suspended from associating with any FINRA member in any capacity for six months for executing unauthorized trades in, and facilitating unauthorized withdrawals from, his deceased customer’s account. Appearances For the Complainant:
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