FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069405501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Charles V. Malico (Respondent) Former General Securities Representative CRD No. 1507282 Pursuant to FINRA Rule 9216, Respondent Charles V. Malico submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Trevor Michael Saliba Beverly Hills, CA, Respondent. DECISION Complaint No. 2013037522501r Dated: October 6, 2022 On remand from the Securities and Exchange Commission for clarification of findings and reconsideration of sanctions. Held, findings and sanctions modified. Appearances For the Complainant: Richard Chin, Esq., Jennifer Crawford, Esq., Megan Davis, Esq.,