From at least November 2021 to June 2022, Rialto Markets failed to establish and maintain a supervisory system, including written supervisory procedures (WSPs), reasonably designed to safeguard customer records and information in violation of Rule 30(a) of Regulation S-P of the Securities Exchange Act of 1934 (the Safeguards Rule) and FINRA Rules 3110 and 2010. For these violations, Rialto Markets is censured and fined $50,000.