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2023077021801 International Assets Advisory, LLC CRD 10645 AWC vr (2025-1738801202638).pdf

From May 2021 through July 2023, IAA failed to report approximately 290 transactions in Trade Reporting and Compliance Engine (TRACE)-eligible securities to TRACE. Therefore, IAA violated FINRA Rules 6730 and 2010. From May 2021 through July 2023, IAA failed to report approximately 270 municipal securities transactions to the MSRB's Real-time Transaction Reporting System (RTRS). Furthermore from July 2023 through November 2023, the firm reported approximately 40 canceled transactions to RTRS that should not have been reported.

Ryan Rosansky Comment On Regulatory Notice 24-13

The $25,000 requirement for pattern day traders in order to consistently trade Intraday is more hazardous then a “protection” the $25,000 requirement to preform consistent intraday trades, prevents small “start up investors” or people wanting to learn to day trade from effectively trading, as the PDT can effectively stop someone from avoiding a reversal in price action due to plain fear of being marked a “PDT” and therefore being barred from buying stocks for up to 90 days, the effect of this rule is very obvious, the PDT rule prevents the “small fish” from being profitable to the point wh

Kenneth Li Comment On Regulatory Notice 24-13

This is [REDACTED]. It's like you at the real casino, you cant cashout or leave until the next day unless your bank account has $25,000. This is pure discrimination for people that dont have 25,000$ in their bank account. This PDT [REDACTED] protect no one, i used to get cash advances from credit cards balance transfer to maintain over 25k in my brokerage account, then i took out 50k loan from my 401k so i can maintain my brokerage account above 25k. it's my money, not your!