SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 95141 / June 22, 2022 Admin. Proc. File No. 3-17930r In the Matter of the Application of LOUIS OTTIMO For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION — REVIEW OF DISCIPLINARY PROCEEDING On remand for reconsideration of sanctions, FINRA barred former registered representative of former FINRA member firm from association with any FINRA member in all capacities.