Skip to main content

Zoila Jeronimus Comment On Regulatory Notice 22-08

Dear FINRA,

Public investments should be available to all of the public NOT just the PRIVILEDGED. I should be able to choose the public investments that are right for me.

I am very capable of understanding investments and the risk. I shouldn't have to go through any special process of test taking before investing in leveraged and inverse funds. I have done my own research and are very capable of understanding leveraged and inverse funds and their risks.

George Stathopoulos Comment On Regulatory Notice 22-08

Any restrictions on the investment opportunities of retail investors are fundamentally misguided. Though an increase in due diligence might be helpful in guaranteeing brokers do not offer inappropriate investment advice to their under-informed clients (which is already disallowed), anyone who is willing to read the prospectuses and understand the products they are investing in should be absolutely free to invest in any way they would like, without regards to any holding period restrictions or the like.

John Oden Comment On Regulatory Notice 22-08

Comments: I am strongly against limited access to leveraged and inverse ETF's. They are not in any way conceptually confusing and they are always accompanied by significant disclaimers describing their short term nature and the extra volatility expected. Limiting access to these products would decrease my ability to effectively manage the risk in my portfolio, especially on the short side. Inverse ETF's make it far easier to evaluate my short exposure than the traditional shorting in my investment account. Please maintain access to these important products. Thank you!