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2020068674701 Timothy John Prouty CRD 4928098 AWC lp (2022-1655598007041).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068674701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Timothy John Prouty (Respondent) Former General Securities Representative CRD No. 4928098 Pursuant to FINRA Rule 9216, Respondent Timothy John Prouty submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.