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Elon Hall Comment On Regulatory Notice 22-08

While it is commendable to protect investors from undue risk, it is my belief that leveraged ETFs--with their risks, such as volatility decay, properly understood--can have their place in a well-managed portfolio. I use these products as a small percentage of my portfolio, but believe they serve an important function in helping me control my overall level of leverage while not taking on more risk than I am comfortable with at any given time.

2021071987901 Robin Lee Taliaferro CRD 442144 AWC lp (2022-1660522800382).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071987901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robin Lee Taliaferro (Respondent) General Securities Representative CRD No. 442144 Pursuant to FINRA Rule 9216, Respondent Robin Lee Taliaferro submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.