Skip to main content

Sophia Savage Comment On Regulatory Notice 22-08

To Whom it May Concern,
I am totally opposed to the proposed regulations or any part of them that limit my ability as a small private investor to invest in Exchange Traded Funds. You are throwing away my primary ability to make money in the future. I do not understand your desire to regulate my ability to invest when there are many other investments that have equal or more risk. This is devastating to me.

Timothy Mitchell Comment On Regulatory Notice 22-08

Dear FINRA, Thank you in advance for hearing me out. I oppose regulation that would require testing, verification of net worth, broker approvals, paused trading periods, and other burdens that would inhibit my ability to control my investments and financial future. Hedge funds and inverse funds are an important part of my portfolio and allow me to protect my retirement portfolio. Additional requirements would only limit trading and hence potentially the timely purchase and sales of these funds resulting in losses.