CRD Training and Support

FINRA is progressively integrating registration filing functionality into FINRA Gateway. This page contains available trainings and resources to enable users to keep up to date with system features. Please join the Registration and Testing Information subscription list to receive important announcements regarding software releases and training offerings. 

Training Programs

• Virtual Training Programs 
  • Registration Systems Foundation: This virtual training provides compliance professionals who are new to FINRA Gateway with a foundational understanding of how to perform everyday registration tasks.
  • Registration System Changes Webinar Series: This virtual series details recent and upcoming changes to FINRA's registration systems.
• In-Person Training Programs 
  • Registration Systems Foundation: This in-person training provides a comprehensive overview of system functionality and best practices relevant to registration compliance professionals.
  • Disclosure Reporting Boot Camp: This in-person training provides in-depth information on how firms can accurately submit reportable disclosure events for individual representatives.

CRD Program Resources

• CRD Quick Reference Guides: Consult these job aids that provide instructional information along with guidance on using classic CRD.
• How to Download a Report From CRD
• CRD Frequently Asked Questions: Find answers to frequently asked questions about CRD.
• Small Firm CRD Resources: For smaller firms, FINRA provides user manuals, visual aids and other tools to help them with CRD-related registration activities.

System Resources

• CRD System Availability Schedule: View CRD's scheduled availability.
• FINRA Systems Status: Unscheduled outages or disruptions to FINRA-administered technologies are reported on this page.
• CRD System Links: Provided are URLs to access CRD and the CRD site for registered representatives.
• CRD Release Notes: Review brief descriptions of enhancements and changes to CRD that are implemented with each software release.
• FINRA Gateway Product Page: Consult this page for current information about the FINRA Gateway platform.
• FINRA Gateway Release Notes: Keep track of enhancements to the FINRA Gateway system.