CRD and FINRA Gateway Training and Support

FINRA is progressively integrating registration filing functionality into FINRA Gateway. This page contains available trainings and resources to enable users to keep up to date with system features.

Training Programs

• Virtual Training Programs
  • Registration Systems Foundation: This virtual training provides compliance professionals who are new to FINRA Gateway with a foundational understanding of how to perform everyday registration tasks.
• In-Person Training Programs
  • Registration Systems Foundation: This in-person training provides a comprehensive overview of system functionality and best practices relevant to registration compliance professionals.
  • Disclosure Reporting Boot Camp: This in-person training provides in-depth information on how firms can accurately submit reportable disclosure events for individual representatives.

User Resources

• FINRA Gateway: Consult this page for current information about the FINRA Gateway platform.
• FinPro Gateway: User support and training for registered representatives using FinPro.
• CRD Quick Reference Guides: Consult these job aids for help navigating features still in classic CRD.
• CRD Frequently Asked Questions: Find answers to frequently asked questions about CRD.
• Uniform Registration Forms: Information about submitting registration filings.

System Statuses and Updates

• CRD System Availability Schedule: View CRD's scheduled availability.
• FINRA Systems Status: Unscheduled outages or disruptions to FINRA-administered technologies are reported on this page.
• Registration Systems Links: List of URLs to access registration systems for firms and representatives.
• FINRA Gateway Release Notes: Keep track of enhancements to the FINRA Gateway system.
• Historical CRD Release Notes: Review brief descriptions of enhancements and changes to CRD that are implemented with each software release.