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For updates and guidance related to COVID-19 / Coronavirus, click here.

CRD Training and Support

FINRA is redirecting its efforts from building the new CRD system to instead integrate registration filing functionality into FINRA Gateway, the streamlined compliance portal that will replace Firm Gateway. Instructional resources offering guidance on the management of registration compliance requirements—including the transition from classic CRD to FINRA Gateway—will be made available on this page. Materials will be modified and enhanced as more functionality becomes available in the new FINRA Gateway.

Training Programs

Note: Due to COVID-19, FINRA is currently not scheduling any onsite trainings. Please refer to information below about webinars that are being scheduled, and join the Registration and Testing Information subscription list if you would like to receive email notifications about similar events and updates.

  • Foundations of CRD/IARD: This training provides a comprehensive overview of system functionality and best practices relevant to registration compliance professionals.
  • FINRA Registration and Disclosure Bootcamp: This training provides in-depth information on how firms can accurately submit disciplinary events and gain insight on hot topics that pertain to maintaining securities registrations.
  • Registration System Changes Webinar Series: Launched in 2020, this series details recent and upcoming changes to FINRA's registration systems.

CRD Program Resources


System Resources