Series 63 – Uniform Securities Agent State Law Exam
The Series 63 exam — the Uniform Securities State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA.
The exam consists of 60 scored questions and 5 unscored questions. Candidates have 75 minutes to complete the exam. In order for a candidate to pass the Series 63 exam, they must correctly answer at least 43 of the 60 scored questions.
For additional information about this exam, including the content outline, please visit the exams page on the NASAA website.
Exam Validity Extension Program
NASAA’s membership approved a model rule for a program similar to FINRA’s Maintaining Qualifications Program (MQP), called the Exam Validity Extension Program (EVEP) for Broker-Dealer Agents (AG). The program allows eligible individuals to maintain the validity of their Series 63 exam for up to five years for states that adopt the model rules by completing annual CE requirements.
For more information about the model rule, participating jurisdictions and FAQs, visit NASAA’s EVEP page. For more information about the availability date and how eligible individuals can enroll, visit the FinPro (Financial Professional Gateway) page.