For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date | Title Sort ascending | Description |
|---|---|---|
| Aug 19, 2016 | Election Notice – 8/19/16 | Notice of Annual Meeting of FINRA Firms and Proxy
Note: On August 31, 2016, FINRA changed the annual meeting record date to Tuesday, August 30, 2016. |
| Aug 17, 2020 | Election Notice – 8/17/20 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 1, 2020
|
| Aug 12, 2016 | Election Notice – 8/12/16 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 26, 2016
|
| Jul 08, 2020 | Election Notice – 7/8/20 | Notice of Annual Meeting of FINRA Firms and Election Proxy
|
| Jul 28, 2015 | Election Notice – 7/28/15 | FINRA Announces Nomination Process to Fill an Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: September 11, 2015
|
| Jul 23, 2018 | Election Notice – 7/23/18 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Jul 21, 2017 | Election Notice – 7/21/17 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Jul 20, 2022 | Election Notice – 7/20/22 | Notice of Annual Meeting of FINRA Firms and Election Proxy
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| Jul 19, 2019 | Election Notice – 7/19/19 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Jun 04, 2021 | Election Notice – 6/4/21 | Nominees for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, July 19, 2021
|
| Jun 30, 2015 | Election Notice – 6/30/15 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Jun 21, 2016 | Election Notice – 6/21/16 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: August 5, 2016
|
| Jun 11, 2018 | Election Notice – 6/11/18 | Notice of Special Meeting of Large Firms and Proxy
|
| May 08, 2020 | Election Notice – 5/8/20 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, June 22, 2020
|
| May 25, 2018 | Election Notice – 5/25/18 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 9, 2018
|
| May 24, 2019 | Election Notice – 5/24/19 | Upcoming FINRA Board of Governors Election
|
| May 02, 2017 | Election Notice – 5/2/17 | Notice of Special Meeting of Large Firms and Proxy
|
| Apr 20, 2018 | Election Notice – 4/20/18 | Special Election to Fill a FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: Monday, June 4, 2018
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| Mar 09, 2017 | Election Notice – 3/9/17 | Special Election to Fill FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: Monday, April 24, 2017
|
| Mar 10, 2016 | Election Notice – 3/10/16 | Annual FINRA Election Cycle and Procedures Overview
|
| Dec 22, 2023 | Election Notice – 12/22/2023 | FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
|
| Dec 20, 2016 | Election Notice – 12/20/16 | FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
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| Dec 19, 2019 | Election Notice – 12/19/19 | FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
|
| Dec 18, 2015 | Election Notice – 12/18/15 | FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
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| Dec 15, 2021 | Election Notice – 12/15/21 | FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
|