Election Notices
| Date Sort ascending | Title | Description |
|---|---|---|
| Oct 21, 2019 | Election Notice – 10/21/19 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 20, 2019
|
| Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 4, 2019
|
| Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 4, 2019
|
| Aug 20, 2019 | Election Notice – 8/20/19 | FINRA Announces Nomination Process to Fill Upcoming Firm Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 4, 2019
|
| Jul 19, 2019 | Election Notice – 7/19/19 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| May 24, 2019 | Election Notice – 5/24/19 | Upcoming FINRA Board of Governors Election
|
| Dec 21, 2018 | Election Notice - 12/21/18 | FINRA Announces Regional Committee, SFAC, and NAC Election Results and Appointments
|
| Oct 29, 2018 | Election Notice – 10/29/18 | Special Election to Fill a Small Firm Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: Thursday, December 13, 2018
|
| Oct 16, 2018 | Election Notice – 10/16/18 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
|
| Oct 16, 2018 | Election Notice – 10/16/18 | Notice of FINRA Regional Committee Elections and Ballots
Ballot Due Date: November 15, 2018
|
| Oct 16, 2018 | Election Notice – 10/16/18 | Notice of SFAC Election and Ballots
Ballot Due Date: November 15, 2018
|
| Aug 29, 2018 | Election Notice – 8/29/18 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: September 28, 2018
|
| Aug 29, 2018 | Election Notice - 8/29/18 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: September 28, 2018
|
| Jul 23, 2018 | Election Notice – 7/23/18 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Jun 11, 2018 | Election Notice – 6/11/18 | Notice of Special Meeting of Large Firms and Proxy
|
| May 25, 2018 | Election Notice – 5/25/18 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 9, 2018
|
| Apr 20, 2018 | Election Notice – 4/20/18 | Special Election to Fill a FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: Monday, June 4, 2018
|
| Dec 15, 2017 | Election Notice – 12/15/17 | FINRA Announces SFAB, NAC and District Committee Election Results and Appointments
|
| Oct 20, 2017 | Election Notice – 10/20/17 | Notice of SFAB Election and Ballots
Ballot Due Date: November 20, 2017
|
| Oct 20, 2017 | Election Notice – 10/20/17 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 20, 2017
|
| Oct 20, 2017 | Election Notice – 10/20/17 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 20, 2017
The District 1 Small Firm seat is no longer contested. Ballots will not be distributed. |
| Sep 08, 2017 | Election Notice – 9/8/17 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: Monday, October 9, 2017
|
| Sep 08, 2017 | Election Notice – 9/8/17 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 9, 2017
|
| Aug 21, 2017 | Election Notice – 8/21/17 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 5, 2017
|
| Jul 21, 2017 | Election Notice – 7/21/17 | Notice of Annual Meeting of FINRA Firms and Proxy
|