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FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date Sort ascending | Title | Description |
|---|---|---|
| Dec 19, 2019 | Election Notice – 12/19/19 | FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
|
| Oct 21, 2019 | Election Notice – 10/21/19 | Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 20, 2019
|
| Oct 21, 2019 | Election Notice – 10/21/19 | Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballot Due Date: November 20, 2019
|
| Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 4, 2019
|
| Sep 04, 2019 | Election Notice – 9/4/19 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 4, 2019
|
| Aug 20, 2019 | Election Notice – 8/20/19 | FINRA Announces Nomination Process to Fill Upcoming Firm Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 4, 2019
|
| Jul 19, 2019 | Election Notice – 7/19/19 | Notice of Annual Meeting of FINRA Firms and Proxy
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| May 24, 2019 | Election Notice – 5/24/19 | Upcoming FINRA Board of Governors Election
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| Dec 21, 2018 | Election Notice - 12/21/18 | FINRA Announces Regional Committee, SFAC, and NAC Election Results and Appointments
|
| Oct 29, 2018 | Election Notice – 10/29/18 | Special Election to Fill a Small Firm Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: Thursday, December 13, 2018
|
| Oct 16, 2018 | Election Notice – 10/16/18 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
|
| Oct 16, 2018 | Election Notice – 10/16/18 | Notice of FINRA Regional Committee Elections and Ballots
Ballot Due Date: November 15, 2018
|
| Oct 16, 2018 | Election Notice – 10/16/18 | Notice of SFAC Election and Ballots
Ballot Due Date: November 15, 2018
|
| Aug 29, 2018 | Election Notice – 8/29/18 | Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: September 28, 2018
|
| Aug 29, 2018 | Election Notice - 8/29/18 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: September 28, 2018
|
| Jul 23, 2018 | Election Notice – 7/23/18 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Jun 11, 2018 | Election Notice – 6/11/18 | Notice of Special Meeting of Large Firms and Proxy
|
| May 25, 2018 | Election Notice – 5/25/18 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 9, 2018
|
| Apr 20, 2018 | Election Notice – 4/20/18 | Special Election to Fill a FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: Monday, June 4, 2018
|
| Dec 15, 2017 | Election Notice – 12/15/17 | FINRA Announces SFAB, NAC and District Committee Election Results and Appointments
|
| Oct 20, 2017 | Election Notice – 10/20/17 | Notice of SFAB Election and Ballots
Ballot Due Date: November 20, 2017
|
| Oct 20, 2017 | Election Notice – 10/20/17 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 20, 2017
|
| Oct 20, 2017 | Election Notice – 10/20/17 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 20, 2017
The District 1 Small Firm seat is no longer contested. Ballots will not be distributed. |
| Sep 08, 2017 | Election Notice – 9/8/17 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: Monday, October 9, 2017
|
| Sep 08, 2017 | Election Notice – 9/8/17 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 9, 2017
|