Guidance Capital Market InsightsCOVID-19 Task Force: Staying Innovative and Collaborative Through CrisisTuesday, June 09, 2020 Virtual Conference PanelHow to Protect Yourself and Your Firm From Cyberattacks When Working From Home During COVID-19Tuesday, May 19, 2020 Capital Market InsightsMarket Structure & COVID-19: Handling Increased Volatility and VolumesTuesday, April 28, 2020 GuidanceState “Shelter-in-Place” and “Stay-at-Home” Orders Friday, April 03, 2020 PodcastBusiness in the Time of COVID-19: BCPs, Regulatory Relief & MoreTuesday, March 31, 2020 GuidanceSEC Guidance and Resources Relevant to Member FirmsFriday, March 27, 2020 GuidanceSEC Provides Temporary Exemptive Relief from Fingerprinting Requirements for, Among Others, Members and All of Their Associated Persons; FINRA Provides Additional Temporary Extension of Time for Submission of Fingerprint Information for Registered PersonsTuesday, March 24, 2020 FAQFrequently Asked Questions Related to Regulatory Relief Due to the Coronavirus PandemicTuesday, March 24, 2020 GuidanceRegulatory Operations UpdateMonday, March 23, 2020 GuidanceRegulatory Notice 09-59Monday, October 12, 2009 FAQBusiness Continuity Planning FAQ Compliance ToolsSmall Firm Business Continuity Plan Template GuidanceActive Military Leave Guidance
