Guidance GuidanceTargeted Examination Letter on Rights of Reinstatement (RoR)November 11, 2020 Targeted Examination LetterTargeted Examination Letter on Mutual Fund WaiversMay 16, 2016 NoticeRegulatory Notice 08-58October 17, 2008 Report / StudyReport of the Mutual Fund Task Force: Mutual Fund DistributionMarch 29, 2005 Report / StudyReport of the Mutual Fund Task Force: Soft Dollars and Portfolio Transaction CostsNovember 11, 2004 Report / StudyReport of the Omnibus Account Task ForceJanuary 30, 2004 GuidanceStatus Report: Implementation of Recommendations of Joint NASD/Industry Breakpoint Task ForceJuly 22, 2003 Report / StudyReport of the Joint NASD/Industry Task Force on BreakpointsJuly 12, 2003 FAQMutual Fund Breakpoint Assessment Q&A Compliance ToolsCustomer Letters About Breakpoint Refunds Compliance ToolsBreakpoints Written Disclosure Document GuidanceCommon Definitions Mutual Funds Should Use to Describe Breakpoint Discount Rules Compliance ToolsBreakpoints Checklist & Worksheet TrainingBreakpoints Training Outline Compliance ToolsTask Force Recommendations for New Confirmation Content