Guidance Targeted Examination LetterTargeted Examination Letter on Mutual Fund WaiversMonday, May 16, 2016 Compliance ToolsTask Force Recommendations for New Confirmation Content Report / StudyStatus Report: Implementation of Recommendations of Joint NASD/Industry Breakpoint Task Force FAQMutual Fund Breakpoint Assessment Q&A GuidanceCommon Definitions Mutual Funds Should Use to Describe Breakpoint Discount Rules NoticeRegulatory Notice 08-58Friday, October 17, 2008
