Guidance Targeted Examination LetterTargeted Examination Letter on Mutual Fund WaiversMonday, May 16, 2016 GuidanceCommon Definitions Mutual Funds Should Use to Describe Breakpoint Discount Rules Compliance ToolsTask Force Recommendations for New Confirmation Content Report / StudyStatus Report: Implementation of Recommendations of Joint NASD/Industry Breakpoint Task Force FAQMutual Fund Breakpoint Assessment Q&A NoticeRegulatory Notice 08-58Friday, October 17, 2008
