For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
The staffs of the Division of Trading and Markets and the Office of General Counsel of the Financial Industry Regulatory Authority, Inc. have withdrawn the July 8, 2019 Joint Staff Statement on Broker-Dealer Custody of Digital Asset Securities.