Notice to Members 03-03 | FINRA.org

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Notice to Members 03-03

NASD Dispute Resolution Relocates Its New York City Headquarters and Regional Office

Published Date:

Dispute Resolution Office Relocation

SUGGESTED ROUTING

KEY TOPICS

Legal & Compliance
Senior Management

Dispute Resolution

Executive Summary

NASD Dispute Resolution announces the relocation of its New York headquarters office and Northeast Regional Office to:

One Liberty Plaza
27th Floor
165 Broadway
New York, New York 10006

Telephone: (212) 858-4400
Facsimile: (212) 858-4429

The relocation is effective January 27, 2003.

Hearing notices will contain the location of scheduled hearings. If parties have any questions about the location of a hearing, they should contact their assigned hearing administrator.

Questions/Further Information

Questions regarding this Notice may be directed to Elizabeth R. Clancy, Associate Vice President and Director, NASD Dispute Resolution Northeast Regional Office, at (212) 858-4381.