Information Notice - 3/18/15
Extension of Current Rate for Fees Paid Under Section 31 of the Exchange Act
Published Date:
Executive Summary
On February 27, 2015, the SEC announced that the Section 31 rate applicable to specified securities transactions on the exchanges and in the over-thecounter market will remain at the current rate of $18.40 per million dollars until September 30, 2015, or 60 days after the enactment of a regular fiscal year 2016 appropriation for the SEC, whichever is later.
Finance-related questions should be directed to:
- Robert Huml, Accounting Manager, Finance, at (240) 386-5351.
Legal and interpretive questions should be directed to:
- Brant Brown, Associate General Counsel at (202) 728-6927.