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Information Notice - 3/18/15

Extension of Current Rate for Fees Paid Under Section 31 of the Exchange Act

Published Date:

Executive Summary

On February 27, 2015, the SEC announced that the Section 31 rate applicable to specified securities transactions on the exchanges and in the over-thecounter market will remain at the current rate of $18.40 per million dollars until September 30, 2015, or 60 days after the enactment of a regular fiscal year 2016 appropriation for the SEC, whichever is later.

Finance-related questions should be directed to:

  • Robert Huml, Accounting Manager, Finance, at (240) 386-5351.

Legal and interpretive questions should be directed to:

  • Brant Brown, Associate General Counsel at (202) 728-6927.