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Individuals Barred by FINRA - E

The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts; thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts.

This list includes individuals who were barred by FINRA as of August 31, 2019. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. FINRA updates this list once a month. For more complete information, please consult BrokerCheck. Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report

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CRDIndividual Name
2703984JAMES JAMEKE EADY
2606992CATHY IONE EARNEST
4509549DAPHNE MICHELLE EASLEY
5381351MATTHEW W. EAST
1571559THEODORE THOMAS EASTWICK
2028154CHERYL SIMONE EATON
2975709RUSSELL MARCUS EATON
1636538TODD MITCHELL EBERHARD
5481246JAVIER A ECHEVERRIA
4158141JAMES STEPHEN ECKES
2997245MATTHEW EVAN ECKSTEIN
3080212PHIL ECKSTEIN
4579793MICHAEL R ECTON
2285234RANDOLPH LEE EDDLEMON, III
2076401KIRK GLENN EDDY
1344103JOHN CROSBY EDES
2386050BARBARA SUE EDGEMON
4469076TERRY L EDLEN
6122284DILLON M EDWARDS
1627812JOHN OLIVER EDWARDS
4527950BRIAN JAMES EGAN
2636377STEPHEN KYLE EHMAN
1180718DONALD FRED EHRENBERG, JR
2807870SAMUEL W EHRENTHAL
5219129TIMOTHY JOHN EHRLER
1821564DOUGLAS GRANT EICHENBERGER
5258593MEGAN EILERS
2164695JEFFREY DAVID EISE
76516FRANK PAUL EISELE
2600759CYNTHIA ANN EISENHOWER
76637RICHARD MICHAEL EISENMENGER
1334930JOHN ALFRED ELAM, JR
2102330JOAN LYNEA ELAM
5144209AHMAD SUFIAN ELASHQAR
2987283DAVID RICHARD ELDREDGE
5538885ELIZABETH MAE ELDRIDGE
4364637DASHNOR JOSHUA ELEZI
4209235DAVID MITCHELL ELIAS
2953315RICHARD HENRY ELIZONDO
2345532ROBERT BLAKE ELLENDER
2085566VERNA LYNN ELLER
2211348DAVID LEE ELLINGTON
1727061DOYLE SCOTT ELLIOTT
5981598JOHN SCOTT ELLIOTT
3006461MICHAEL SCOTT ELLIOTT
2801768RHONDA GAIL ELLIOTT
4348559BART JAMES ELLIS
4287959ELLINGTON LLOYD ELLIS
6550512JONATHAN ROTH ELLIS
5500165JOSHUA DAVID ELLIS
6005057TIMOTHY A ELLS
1748107JOHN MANN ELLSWORTH
2702531ISMAIL ELMAS
2992689NIAZ ELMAZI
4024784DWANN SIDNEY ELMORE
1216051OTTO KARL ELSER, JR
2168883GEOFFREY MATTHEW ELTZROTH
2139216KIM EDWARD ELVERUD
1852650PAUL ELVIDGE
2255978JOHN DEREK ELWIN
2309776GREGG ALAN EMDE
5803732JON EMERENCIANO
1424816LESLIE JOHN EMKEN
1753977TAUBER LAWRENCE EMMINGS
4364813DAVID EUGENE EMMITT
729348PATRICK STEVEN EMSLIE
5466273XAVIER R ENDRESS
2145822DANIEL TODD ENGEL
1085632ERIC JAY ENGELHARDT
1613162BARRY LEE ENGEN
2707877JOSEPH ALPHONSO ENGERMAN, JR
5718567TIMOTHY ALLEN ENGLAND
2211405JOHN ROBERT ENGLE
1241419REBECCA LYNN ENGLE
4805972JEFFREY MICHAEL ENGLER
4216259JONAH ENGLER
4771348JOSHUA KEVIN ENGLERT
3221850MICHAEL ENGLESE, JR.
861313ALLAN CHRISTOPHER ENGLISH
4594306JOYCE LYNN ENGLISH
2459450TOM DAVID ENGLISH
4956650MONIKA LENA ENGLUND
201439JAMES WILLIAM ENGRAM
1343540THOMAS SHANNON ENSIGN
2417002SHLOMI S EPLBOIM
851464AILEEN EPPIG
3239164DANIEL LEE EPPINGA
1897974JAMIN MARLOWE EPSTEIN
4268699SCOTT MICHAEL EPSTEIN
3244253ELLEN JOYCE ERENSTEIN
4347758TURKER ERGUN
1681938PETER RICHARD ERHART
3081286ADAM GARY ERICKSON
2823353SUSAN ANN ERICSON
2413165JEFFREY EDWARD ERMI
4984797EYMEN ERRAIS
1179977IRVIN ERWIN
4367584DAVID JOSEPH ESCARCEGA
4097936HARRY ELMER ESCHBACH
1244069MARK W ESHLEMAN
2715553RICK ESPARZA
1306963MICHAEL ALAN ESPENLAUB
1344849ARTHUR ESPINOZA
5604760JOSE L ESPINOZA
6179627LUIS ESPINOZA
3018087PETER FRANCIS ESPOSITO, III
2683912JEFFREY MARC ESPOSITO, SR
2303699DEAN ANTHONY ESPOSITO
2362228LISA ANN ESPOSITO
2534742SALVATORE LOUIS ESPOSITO
2329026DAVIS ALLEN ESTES
2170595LORENZO C ESTEVA
4973962DALVIN S ESTRADA
5173151DANIEL A ESTRADA
2039332KURTIS BRADLEY ETHERTON
1934483HUDSON ETIENNE, SR
4487526DAVID EUGENE
2361644MICHAEL CHRISTOPHER EVANGELISTA
6279288CHRISTIAN EVANS
2236466KALE EDGAR EVANS
4906276MAKISHA IAN EVANS
2726388MICHAEL BENJAMIN EVANS
1726255MICHAEL WAYNE EVANS
2422682NANCY KATHERINE EVANS
2949332ROBERT ALLEN EVANS
712252ROBERT STEWART EVANS
1579910DAVID KRISTIAN EVANSEN
1867376ALICE HALE EVERETT
2344119CAROLYN SUE EVERHARD
3070436PEGGY LOUISE EVERIN
4757897CARLOS NESTOR EVERTSZ-SEDA
2120319NANCY YUKPING EWELL
4024596JASON TODD EWING
4547460BRIAN SCOTT EXFORD
3014413JOHN EZMAT
6703549Joseph Scott Eckhoff
6696935Ashley Evans