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Individuals Barred by FINRA - E

The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts; thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts.

This list includes individuals who were barred by FINRA as of May 31, 2019. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. FINRA updates this list once a month. For more complete information, please consult BrokerCheck. Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report

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CRD Individual Name
2703984 JAMES JAMEKE EADY
2606992 CATHY IONE EARNEST
4509549 DAPHNE MICHELLE EASLEY
5381351 MATTHEW W. EAST
1571559 THEODORE THOMAS EASTWICK
2028154 CHERYL SIMONE EATON
2975709 RUSSELL MARCUS EATON
1636538 TODD MITCHELL EBERHARD
5481246 JAVIER A ECHEVERRIA
4158141 JAMES STEPHEN ECKES
2997245 MATTHEW EVAN ECKSTEIN
3080212 PHIL ECKSTEIN
4579793 MICHAEL R ECTON
2285234 RANDOLPH LEE EDDLEMON, III
2076401 KIRK GLENN EDDY
1344103 JOHN CROSBY EDES
2386050 BARBARA SUE EDGEMON
4469076 TERRY L EDLEN
6122284 DILLON M EDWARDS
1627812 JOHN OLIVER EDWARDS
4527950 BRIAN JAMES EGAN
2636377 STEPHEN KYLE EHMAN
1180718 DONALD FRED EHRENBERG, JR
2807870 SAMUEL W EHRENTHAL
5219129 TIMOTHY JOHN EHRLER
1821564 DOUGLAS GRANT EICHENBERGER
5258593 MEGAN EILERS
2164695 JEFFREY DAVID EISE
76516 FRANK PAUL EISELE
2600759 CYNTHIA ANN EISENHOWER
76637 RICHARD MICHAEL EISENMENGER
1334930 JOHN ALFRED ELAM, JR
2102330 JOAN LYNEA ELAM
5144209 AHMAD SUFIAN ELASHQAR
2987283 DAVID RICHARD ELDREDGE
5538885 ELIZABETH MAE ELDRIDGE
4364637 DASHNOR JOSHUA ELEZI
4209235 DAVID MITCHELL ELIAS
2953315 RICHARD HENRY ELIZONDO
2345532 ROBERT BLAKE ELLENDER
2085566 VERNA LYNN ELLER
2211348 DAVID LEE ELLINGTON
1727061 DOYLE SCOTT ELLIOTT
5981598 JOHN SCOTT ELLIOTT
3006461 MICHAEL SCOTT ELLIOTT
2801768 RHONDA GAIL ELLIOTT
4348559 BART JAMES ELLIS
4287959 ELLINGTON LLOYD ELLIS
6550512 JONATHAN ROTH ELLIS
5500165 JOSHUA DAVID ELLIS
6005057 TIMOTHY A ELLS
1748107 JOHN MANN ELLSWORTH
2702531 ISMAIL ELMAS
2992689 NIAZ ELMAZI
4024784 DWANN SIDNEY ELMORE
1216051 OTTO KARL ELSER, JR
2168883 GEOFFREY MATTHEW ELTZROTH
2139216 KIM EDWARD ELVERUD
1852650 PAUL ELVIDGE
2255978 JOHN DEREK ELWIN
2309776 GREGG ALAN EMDE
5803732 JON EMERENCIANO
1424816 LESLIE JOHN EMKEN
1753977 TAUBER LAWRENCE EMMINGS
4364813 DAVID EUGENE EMMITT
729348 PATRICK STEVEN EMSLIE
5466273 XAVIER R ENDRESS
2145822 DANIEL TODD ENGEL
1085632 ERIC JAY ENGELHARDT
1613162 BARRY LEE ENGEN
2707877 JOSEPH ALPHONSO ENGERMAN, JR
5718567 TIMOTHY ALLEN ENGLAND
2211405 JOHN ROBERT ENGLE
1241419 REBECCA LYNN ENGLE
4805972 JEFFREY MICHAEL ENGLER
4216259 JONAH ENGLER
4771348 JOSHUA KEVIN ENGLERT
3221850 MICHAEL ENGLESE, JR.
861313 ALLAN CHRISTOPHER ENGLISH
4594306 JOYCE LYNN ENGLISH
2459450 TOM DAVID ENGLISH
4956650 MONIKA LENA ENGLUND
201439 JAMES WILLIAM ENGRAM
1343540 THOMAS SHANNON ENSIGN
2417002 SHLOMI S EPLBOIM
851464 AILEEN EPPIG
3239164 DANIEL LEE EPPINGA
1897974 JAMIN MARLOWE EPSTEIN
4268699 SCOTT MICHAEL EPSTEIN
3244253 ELLEN JOYCE ERENSTEIN
4347758 TURKER ERGUN
1681938 PETER RICHARD ERHART
3081286 ADAM GARY ERICKSON
2823353 SUSAN ANN ERICSON
2413165 JEFFREY EDWARD ERMI
4984797 EYMEN ERRAIS
1179977 IRVIN ERWIN
4367584 DAVID JOSEPH ESCARCEGA
4097936 HARRY ELMER ESCHBACH
1244069 MARK W ESHLEMAN
2715553 RICK ESPARZA
1306963 MICHAEL ALAN ESPENLAUB
1344849 ARTHUR ESPINOZA
5604760 JOSE L ESPINOZA
6179627 LUIS ESPINOZA
3018087 PETER FRANCIS ESPOSITO, III
2683912 JEFFREY MARC ESPOSITO, SR
2303699 DEAN ANTHONY ESPOSITO
2362228 LISA ANN ESPOSITO
2534742 SALVATORE LOUIS ESPOSITO
2329026 DAVIS ALLEN ESTES
2170595 LORENZO C ESTEVA
4973962 DALVIN S ESTRADA
5173151 DANIEL A ESTRADA
2039332 KURTIS BRADLEY ETHERTON
1934483 HUDSON ETIENNE, SR
4487526 DAVID EUGENE
2361644 MICHAEL CHRISTOPHER EVANGELISTA
6279288 CHRISTIAN EVANS
2236466 KALE EDGAR EVANS
4906276 MAKISHA IAN EVANS
2726388 MICHAEL BENJAMIN EVANS
1726255 MICHAEL WAYNE EVANS
2422682 NANCY KATHERINE EVANS
2949332 ROBERT ALLEN EVANS
712252 ROBERT STEWART EVANS
1579910 DAVID KRISTIAN EVANSEN
1867376 ALICE HALE EVERETT
2344119 CAROLYN SUE EVERHARD
3070436 PEGGY LOUISE EVERIN
4757897 CARLOS NESTOR EVERTSZ-SEDA
2120319 NANCY YUKPING EWELL
4024596 JASON TODD EWING
4547460 BRIAN SCOTT EXFORD
3014413 JOHN EZMAT
6696935 Ashley Evans