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Individuals Barred by FINRA - F

The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts; thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts.

This list includes individuals who were barred by FINRA as of May 31, 2019. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. FINRA updates this list once a month. For more complete information, please consult BrokerCheck. Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report

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CRD Individual Name
5863258 ASSAN FAAL
1020637 DANE STEPHEN FABER
2132958 STEPHEN KENNETH FABER
2580502 JOSEPH STEPHEN FABIAN
2948891 MICHAEL JOSEPH FABIANO
5668061 PAUL ANTHONY FABIO
5369665 CHARLES CALEB FACKRELL
1886886 GERARD ANTHONY FAGNANT
1952649 HENRY DACK FAHMAN
1969338 JOHN FITZGERALD FAILLA
2681693 ANTHONY MARIO FAIOLA
5214717 KAREN LEE FAIRBEND
203935 ROBERT PHILIP FAIRFIELD
4538315 ANTHONY BRENT FAITHAUER
5615176 ANTONIO VERGARAY FALCON
1207626 STEVEN LAWRENCE FALK
2881765 SHARON JOY FALL
5064828 ALEJANDRO FALLA
2891268 STACY NOEL FAMAGELTTO
5990073 ANNA FAN
4991783 MICHELE EILEEN FANNER
4051410 PATRICK TROY FANNING
2978633 JOSEPH C FARAH
204364 DAVID IRWIN FARBER
2437625 LEONARD PETER FARBER
3028593 CHRISTOPHER RYAN FARDELLA
6021155 MAX ESTEBAN FAREZ
5297170 MICHAEL JOSEPH FARINELLA
2984174 JEFFREY SCOTT FARMER
4701310 LEE EDWARD FARMER
4364321 TODD NALL FARMER
2131930 NORMAN KIRBY FARRA, JR
2703960 DENNIS MITCHELL FARRAH
2747298 MICHAEL TODD FARRAH
4028776 RANDLE WAYNE FARRAR, JR
204780 JAMES THOMAS FARRELL, III
1872227 CLAYTON DALE FARRELL
5305588 JAMES A FARRIS
5174495 JAMES BENJAMIN FARRIS
2277812 LORETTE DAWN FARRIS
1005187 ROBERT GEORGE FARROW
4999350 VINCE FASANO
3069239 KATHLEEN PATRICIA FAULHABER
2956652 JOHN DOUGLAS FAULKNER
5142663 TRACI RENAE FAULKS
5921719 AARON ALEXANDER FAUNTLEROY
2622627 CHRISTIAN DESMOND FAUTZ
2254467 JOSEPH CHARLES FAVATA, SR
1576169 CHARLES COLLINGWOOD FAWCETT, IV
5851474 LAWRENCE JOHN FAWCETT, JR
5339991 SCOTT B FAY
6143548 ANDREA LYNN FAYETTE
1533218 EDWARD KENNETH FAZEKAS
2056871 KEVIN MICHAEL FEARN
3064465 BRIAN CHE FEATHERSTONE
6441029 RAFAEL ENRIQUE FEBUS, JR
1256860 RAFAEL ENRICQUE FEBUS, SR
2198659 LEONEL FEDERICO
2743253 MARK ARMANDO FEDERICO
205556 MARTIN BENJAMIN FEIBISH
2923404 TERRY LEE FEIBUS
3169520 THOMAS JAYSON FEIGHT
4897015 BRENDAN DANIEL FEITELBERG
1801281 KENNETH DUANE FELDHACKER
1132591 ARNOLD J FELDMAN
205886 HARVEY HAROLD FELDMAN
4769470 MICHAEL FELDMAN
4238992 VLADIMIR WILLIAM FELDMAN
1636995 WENDY PURNER FELDMAN
4455495 KIRSTEN ROXANNE FELLOWS
2447886 CRAIG TYSON FELTZ
2783803 THOMAS RAY FEMISTER
2618764 STEVEN ROGER FENCE
4697641 JUN FENG
2342460 RUN QUAN FENG
3126627 EDWARD ALLAN FENNELL
4437897 JESSICA LYN FENNER
6652467 ARSOLA FERANSOU
2092949 OLEG FERDMAN
3242155 BRADLEY RICHARD FERGUSON
6262193 JUSTIN L FERGUSON
4143905 KEVIN THOMAS FERGUSON
2220143 MICHAEL ROBBLEE FERGUSON
1036921 PHILLIP LLOYD FERGUSON
2711932 CHRIS FERIANTE
1068655 EILEEN JEAN FERN
4008751 FERNANDO FERNANDEZ
1887289 GEORGE IGNACIO FERNANDEZ
4739737 GERARDO A FERNANDEZ
1220231 JORGE GUILLERMO FERNANDEZ
2080130 JUAN CARLOS FERNANDEZ
5599302 JUAN D FERNANDEZ
6038180 PABLO FERNANDEZ-PENA
5215506 BRIAN LINTAG FERNANDO
2868601 JOSEPH CHARLES FERRAGAMO
2864240 BRIAN FREDERICK FERRAIOLI
4481123 ANN MARIA FERRAO
2435505 REMIGIO PAUL FERRARA
6390202 ANDREW JOHN FERRARO
4558308 CRAIG STEVEN FERRARO
2756017 JOHN CHRISTIAN FERRARO
5447027 REBEKKAH WARBURTON FERRELL
2496815 GARY JOHN FERRERA
3200653 PETER BLAIR FERRIGAN
5242235 RANDALL JAMES FERRIS
1192506 ANTHONY VINCENT FERRONE
832431 DAVID CARL FERWERDA
2422725 BRIAN JOHN FEST
4572380 VALERIE M FICKE
6253265 TRUITT SCOTT FICKLIN
6084734 PETER JONATHAN FIDELMAN
2189769 CARL GENE FIEBICH
834787 MARSHALL JEROLD FIELD
4248781 ALFONSO FIERO
1190133 JOHN JOSEPH FIERO
1903852 LORENZO EDDRADA FIESTA
2341845 BARBARA D FIFE
5984779 PAULINE NEIL FIFE
4372000 BRIAN CHRISTOPHER FIGAT
1058617 JOHNNY PHILLIP FIGLIOLINI, JR.
6437758 FELICIA ANNE FIGUEROA
5062799 JASON LYN FIGUEROA
2303062 SCOTT MITCHELL FINE
4157990 RONNI FINE-ABRAMOWITZ
2225170 NEIL S FINEMAN
4432634 RICHARD ALLAN FINGER, JR.
1711377 DAVID SOLOMON FINKEL
1257756 LEE ANDREW FINKELSTEIN
5596063 NATHANIEL AARON FINKIN
4499125 ANNE ELIZABETH FINLEY
2776637 GARY ANDREW FINLY
6170820 MICHAEL W FINN
5127389 ROBERT FINSTRA
2251978 LEON FINTZ
2454926 LORENZO FIOL, JR
1711475 FRANCOIS ALEXANDRE FISCHER
5083708 GARRETT RICHARD FISCHER
2486473 SCOTT KENNETH FISCHER
2872129 JOHNNY JOE FISCUS
4377623 FREDERICK BURTON FISHER, JR
2428633 ANTHONY JOHN FISHER
2701287 DENA MEACHAM FISHER
3047985 JO ELLEN FISHER
5958415 DAGMAWIT METTY FISSEHA
5465012 SEAN D FITZGERALD
2542748 WILLIAM JOHN FITZGERALD
4112304 MATTHEW JAMES FITZGIBBON
5881437 KRISTEN MAE FITZHUGH
1998045 COLEMAN JAMES FLAHERTY, III
5956035 TIMOTHY P FLAHERTY
5771349 COLLEEN ELIZABETH FLANAGAN
4761246 JUDAN MAE FLANAGAN
2008612 LYN JEANNE FLANAGAN
1949836 MARK JOSEPH FLANAGAN
5755699 ROBERT JOSEPH FLANAGAN
5664958 JOEL VINCENT FLANINGAN
2837750 JAIME ANTONIO FLECHAS
4884432 AMANDA MICHELLE FLEITES
3058940 CHAD ALAN FLEITZ
2615501 KEVIN ANDREW FLEMING
2030824 NOEL FLEMING
1102431 ROGER DENNIS FLEMING
5865285 REGINA MICHELLE FLENER
4457333 HANS CHRISTIAN FLINN
2965169 DANIEL STEPHAN FLITT
2074476 TIMOTHY PATRICK FLOOD
1929858 GARY J FLOR
2524814 MARC ANTHONY FLORA
2902533 JOSEPH EDMUND FLORES DE MENESES, JR
5663634 DAMON ANDRES FLORES
2908027 DANIEL JOHN FLORES
4630674 KARLA FLORES-YBACETA
2818942 ALAIN J FLORESTAN
5483052 FRANCIS MARTIN FLOREY
2547561 EARNEST FLOWERS, III
2580057 TROY JOSEPH FLOWERS
2948577 BRIAN CHARLES FLOYD
4894766 STEVEN EMERY FLOYD
3186940 VERONICA JEANNE FLOYD
3082615 JAMES TRAVIS FLYNN
1912949 CLAUS CHRISTOPH FOERSTER
1755590 FRANK FOERSTER
2045454 ALLEN WILLIAM FOILES
2679797 JAMES LUIS FONSECA, Mr.
4142013 CHRISTOPHER FONSECA
3128297 LOUIS VINCENT FONTANELLA, JR.
1888624 LAWRENCE HOWARD JOSEPH FOONT
4093425 THOMAS MITCHELL FORBES
4138953 DANNY ELSTON FORD
4250332 RALPH HARRY FORD
4469670 MELANIE MOODY FORDHAM
4204069 JAMES ALAN FOREMAN
2284242 KENNETH TAYLOR FOREMAN
2797194 ALFONSO FORERO
2643825 DARIN MICHAEL FORGACS
2826964 ADAM TODD FORMAN
1143810 DAVID STEVEN FORMAN
6072038 PHILIP WILLIAM FORMWALT
1076472 MORTY PAUL FORNEY
5485362 MARC STEPHEN FORNI
1003745 JEFFREY ALLAN FORREST
4094887 KEVIN THOMAS FORRESTER
5501372 SPENCER LEWIS FORSTER
4910101 BYRON D FORSYTHE
4200228 GINO ARTURO FORTIS
4654192 KELLYANN FORTNEY
2163592 DWIGHT ALEXANDER FOSTER
3267556 ERIC ANTHONY FOSTER
1516919 KARL HENRY FOSTER
2734837 LAWRENCE WAYNE FOSTER
719105 MARK FOSTER
4892514 MICHELLE RENEE FOSTER
3206717 SUZETTE MERRIAM FOSTER
2261834 WANDA TERESA FOSTER
5523938 HERBERT STEVEN FOUKE
5775377 JACOB M A FOWLER
2416814 MAXINE ELAINE FOWLER
4380810 STEVEN DALE FOWLER
1843462 CONNIE FOX, JR
1034449 LEONARD V FOX, JR
1360248 DARRELL EUGENE FOX
5801962 DONALD EUGENE FOX
5321561 JASON DAVID FOX
814251 SHELDON BRUCE FOX
2386111 YITZHOK ALEXANDER FOX
2386001 YOSEF YEHUDA FOX
5457816 LUIS ROBERTO ACHE FRAGALI
1611241 MICHAEL WILLIAM FRAIN
3120413 JANET LOUISE FRAKES
5281935 CLINTON D. FRALEY
2798254 STEVEN CHARLES FRAMBES
2581897 JOSEPH MARSHALL FRANCIS, JR
5204602 JONATHAN A FRANCIS
4305137 SUZETTE MARINE FRANCIS
1847184 THOMAS PAUL FRANCIS
1844351 RENIERO CASTILLO FRANCISCO
1805035 RAUL RUBEN FRANCO
5026503 FORDIN LEE FRANCOIS
4280627 RICARDO FRANCOIS
1252575 CYNTHIA DIANE FRANKE
3034895 KYLE PATRICK FRANKEL
2243930 DANA NILES FRANKFORT
2310974 PATRICK NORMAN FRANKFURTER
2750450 JASON FRANKOVICH
3122848 ANDREW JOSEPH FRANZ
5147250 JESSICA MARIE FRANZE
5868208 ROBERT NATHANIEL FRAZER
1663429 DARRELL GLYNN FRAZIER
2467261 MARC AARON FRAZIER
1025419 MICHAEL MELVIN FRAZIER
807275 RICHARD CHARLES FREDERICKS
213617 RICHARD ORKIN FREEDMAN
6073552 JONATHAN SCOTT FREEHILL
5906172 JONATHAN GLENN FREELAND
1946085 EDDIE SAMUEL FREEMAN, II
2048908 PHILLIP EMERY FREEMAN, III
835077 GEORGE MALLORY FREEMAN, JR
4934216 ELLIS DWAYNE FREEMAN, SR
2665159 EVELYN FREEMAN
1651569 JOHN PLESNAR FREEMAN
2977546 ROBERT DANE FREEMAN
1262649 SHELLEY STEUER FREEMAN
4879159 BEATRIZ FRESQUEZ
1545760 WILLIAM BRUCE FRETZ, JR
812805 MICHAEL JAMES FREW
5020871 NELSON A FREYRE-GALLARDO
2659427 BRIAN ABRAHAM FRIED
2525013 DAVID GORDON FRIED
2655325 LANNY TODD FRIED
5502319 CHARLES HENRY FRIEDA
5012184 BRETT IAN FRIEDBERG
2286270 SCOTT DAVID FRIEDBERG
2366709 DEAN SCOTT FRIEDMAN
2548017 HARRY FRIEDMAN
2763883 ROY HARVEY FRIEDMAN
1715237 KENNETH S FRIEND
4130928 MYRON S FRIERSON
6260215 TAMEIKA ANDREA FRINKS
4394217 JAMES RALPH FRITH
2032725 DAVID LOGAN FROEDE
4804059 ERIC RICHARD FRONCZEK
2156260 ROBERT MARK FRONJIAN
215131 EDWARD KENNETH FROST
1067640 ROBERT ALLEN FROST
3078692 DEBORA ANN FRUGE
1006912 MICHAEL BOYDD FRUIN
5886977 JENNIFER FRY
6006002 MIRIAM FRY
1239569 PEGGY LYN FRY
1916522 JEFFREY JAMES FRYE
3190303 JIANQIANG JEFFREY FU
1300170 FRANK PETER FUCILO
215511 ERNEST YOSHITSUGU FUKUMOTO
4093586 CHRIS FULCO
3103436 COREY LSHON FULLER
5207638 GABRIEL R FULLER
1722316 ROGER ALLAN FULLER
1838721 THOMAS GEORGE FULLERTON
4742604 JOHN MELVIN FULS
2950111 GIUSEPPE FUOTI
4241326 HEATHER JANNELLE FURGASON
1823640 MARK FURMATO
5172902 CHISAKO FURUKAWA
2704753 ANTHONY FUSCO
1958191 CARMINE FUSCO
6526175 Leah Rose Fox-Greenberg
6552547 Joshua A Frederico