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Individuals Barred by FINRA - G

The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts; thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts.

This list includes individuals who were barred by FINRA as of May 31, 2019. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. FINRA updates this list once a month. For more complete information, please consult BrokerCheck. Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report

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CRD Individual Name
1423723 DAVID LAWRENCE GABAI
6545858 MARIAM GABASHVILI
1284789 ROLAND RAYMOND GABOURY
5768192 ARSEN A GABOYAN
2343206 THOMAS EDWARD GACKLE
4872241 CHRISTOPHER EDWARD GADDY
1069005 NATHANIEL GADDY
2815685 AHMED ABDELMAWLA GADELKAREEM
4370704 JEFFREY LEE GAINER
2703931 RYAN MICHAEL GAINOR
1096059 EDUARDO GALAN
5044661 OSCAR R GALDAMEZ
2399152 GLEN ALLAN GALEMMO
2864225 JOSHUA ALBERT GALIANI
5985810 KRISTOPHER A GALICIA RODRIGUEZ
2092711 DANIEL JAMES GALLAGHER
1921881 RICHARD ANDREW GALLAHER
2443271 CHARLES LEE GALLAMORE
1456616 EMMANUEL CAHOT GALLARDO
4617763 HECTOR J GALLARDO
4100045 JOSEPH RAYMOND GALLARDO
3235311 ROBERT JAMES GALLEGOS
2271913 DAVID JOSEPH GALLI
5908972 NICHOLAS C GALLO
6106670 BENJAMIN GALLOWAY
2990335 MITCHELL TODD GALLOWAY
2124116 EDWARD PAUL GALVAN
1164780 FRANCISCO GALVAN
4616528 BRIAN MICHAEL GAMARD
6113683 FRANCISCO GAMEZ
2828142 ALEJANDRA GANDARA
6413710 ISIAH JEROME GANDY
703273 GUY WILLIAM GANE, JR
6014740 KRISTINA ANN GANNON
3226600 PETER RICHARD GARABEDIAN
730278 WILLIAM FRANCIS GARBARINO
4893622 JOSHUA ADAM GARBER
3026091 MICHAEL TARADASH GARBO
5411061 JESUS ABEL GARCIA, II
5523844 ANTONIO GARCIA
5467244 CRISTOBAL L GARCIA
1335400 DAVID NATHANIEL GARCIA
6385917 ELIZABETH MARIE GARCIA
4579816 ESTHER ESPARZA GARCIA
4063640 JAMES PHILLIP GARCIA
3236880 JASON JOHN GARCIA
4621646 JOHN DANIS GARCIA
3211453 PATRICK JESSE GARCIA
2613124 ROBERT MICHAEL GARCIA
2312752 RUBEN HUGO GARCIA
5666377 SEAN TERENCE GARCIA
5429943 ZENAIDA RITA GARCIA
5468556 JAMES CARLTON GARDNER, II
4423724 BRADLEY EVERETT GARDNER
2930356 CLARK SMITH GARDNER
710486 DAVID P GARDNER
2252801 FREDRIC HENRY GARDNER
1612461 WALTER ROBERT GARDNER
3106267 JOSHUA EDWARD GARFINKLE
2321455 JEFFREY THOMAS GARGARO
3174988 JOHN A GARGIULO
3200145 JOHN J GARIEPY, JR
2842338 JOHN CHRISTOPHER GARNER
2983167 RICHARD GORDON GARRARD
4853671 ALAN DEMOND GARRETT
1988572 CAROL ANNE GARRETT
4551343 MARQUI MAURICE ASHANTI GARRETT
6485387 MATTHEW DOUGLAS GARRETT
2045288 PATRICK LANDON GARRETT
2137549 RICHARD DE MESA GARRIDO
1449625 BOBBY JOE GARRISON, JR
1342995 CHARLES EDWIN GARRISON
4512988 THEODORE GARRITY
3271562 ANNABELLE GARVEY
2735203 ERIC MARTIN GARWES
1746150 DONALD GREG GARY
5275816 CHRISTIAN P GARZA
1385156 JUAN GASCOTJIMENEZ
1936193 TEARLE GUY GASKILL
1490765 WILLIAM JOSEPH GASPAR
4938959 NATALIE DEE GASTELUM
5367652 FRANTZ GASTON, JR
2823158 FRANK JAY GATES
4760220 GENO CLEVELAND GATES
4713393 TIMOTHY FRANKLIN GATES
4271451 JOHN L. GATHRIGHT, JR.
4719327 JOHN MICHAEL GATLIN
2815275 GREGORY IAN GATTO
2913274 JILL ANN GAUCI
4190811 KRISTIAN M GAUDET
4145536 SHERIE IRENE GAUNT
2674135 KEVIN HOWARD GAVIGAN
6016082 JAIME GAVILANES
1829623 WILLIAM ALAN GAY
4891755 YIMIN GE
826078 FRANCIS GEBBIA
1005905 ALVIN WAINO GEBHART, JR.
2402873 RICHARD THOMAS GECK
219307 WILLIAM HENRY GEHRON, III
1319363 TIMOTHY JAY GEIDEL
1205939 JAMES WILLIAM GEIS
3191810 EDWARD LEIGH GEISENHEIMER
4203782 MATTHEW LEE GEISER
1967796 EDWARD PHILIP GELB
1054226 FRANCIS JOSEPH GENDLEK
2328812 EDWARD JOHN GENITON
2765236 JOHN VINCENT GENNA, JR
4913490 WILLIAM CHRISTIAN GENNITY
1376794 JAMES ANTHONY GENTILE
4299867 JOSHUA ALLEN GENTRY
4196311 AUDREY SUE GEORGE
1024791 CHARLES RODNEY GEORGE
5304658 REGINALD GEORGE
2374955 WILLIS SCUDDER GEORGIA, III
2138918 JOSEPH ANTHONY GERACI, II
2950327 MICHAEL RUDOLPH GERBEC
5506987 ADAM PHILIP GERBER
4887362 EDWIN OSVALDO GERENA, JR
1280965 MARK POWELL GERLACH
1351422 PAUL NORMAN GERMAIN
4668582 JOSEPH S GERMANO
2757476 ANTONIA GERONIMO
2505980 ALBERT SIDNEY GERSH
6037465 JOHN A GERVASI
2844164 MATTHEW JAMES GERVASIO
1080528 JERRY LEE GETTER
3124365 KEITH MERLE GETTY
5374896 ANTHONY THOMAS GIANNATTASIO
2134234 JAY JAMES GIANNI
4059014 EUGENE CHARLES GIAQUINTO
4240605 JOSEPH ADAM GIARDINA
2766670 FOSTER J GIBBONS
2445588 THOMAS PATRICK GIBBONS
4803882 SUSAN ROUGHTON GIBBS
2833174 DARRELL TODD GIBSON
1394299 JOHN LAMAR GIBSON
1501602 MICHAEL WAYNE GIBSON
3035781 RAYMOND BLAKE GIBSON
2381501 WILLIAM GEORGE GIBSON
2370665 THOMAS KENNEDY GIFFORD
2918551 MARTIN LUTHER GILBERT
2310911 ANTHONY GRAHAM GILCHRIST
2894991 MIA H GILCHRIST
2452559 MICHAEL JAMES GILHOOLY
1935821 DEDRIC HILLERY GILL, III
801714 CANDACE ANNA GILL
2582792 GARY WAYNE GILL
221678 WILLIAM AMBOS GILL
2165494 TODD DAVID GILLESPIE
1505851 NEVIN JON GILLETTE
1094976 JOHN ANDREW GILLIAM
2381496 MARK JOSEPH GILLIS
1389275 DAVID LAWRENCE GILLOTTI
2262474 BRIAN FREDERICK GIMELSON
222161 ALLEN NORMAN GINESIN
4390976 SALVATORE GIOE
2854741 BRANDON DARYL GIOFFRE
1398674 MICHAEL GIOKAS
2686335 ANTHONY FRANK GIORDANO
2722480 GARY JOSEPH GIORDANO
1383564 JOSEPH ANTHONY GIORDANO
4420099 MICHAEL JOHN GIORDANO
2882737 VINCENT JAMES GIOVINAZZO
5429476 JOSE GIRALDO
716088 ROBERT GIST
1884208 ADAM DAVID GITSTEIN
1411255 JOSEPH JOHN GIULIANO
2141251 MIKE GIVILANCZ, JR
5200022 DENISE LYNN GIZANKIS
4305338 JOSHUA BRIAN GLADTKE
807731 STEPHEN JOEL GLANTZ
4431300 KATHLEEN A. GLASER
2504182 PETER JONATHAN GLASER
1274847 WILLIAM AUGUST GLASER
5133622 JANETTE OLGA GLASSING
4252025 DANIEL PAUL GLAVIN
222951 ROBERT SPAULDING GLEASON, SR.
4023026 RICHARD GEORGE GLEESON, II
2354148 ROBERT FREDERICK GLESSNER, JR
2175655 DANIEL HOWARD GLICK
1879435 CARMEN MILAGROS GLIKBERG
4977989 BRYON TIMOTHY GLIME
1087236 KENNETH LAWRENCE GLIWA
5013281 NICHOLAS DAVID GLOGOVAC
2548614 CHRISTIAN LIMON GLORIA
4476082 ELLIOTT MATTHEW GLOVER
1296755 JAMES ROBERT GLOVER
6095404 JOHN KENNETH LAWRENCE GLOVER
5644438 MARK WILLIAM GLOVER
5935416 SUSAN ELIZABETH GLOVER
4703747 JENNIFER LYNN GLOWACKI
2284452 HENRY HORACE GODBEE, III
4536422 HENRY HORACE GODBEE, IV
5770580 JACQUELYN R GODBOLD
4518082 DAVID L. GODDARD
4230793 MARCOS ARRINGTON GODFREY
4892560 PAUL JOSEPH GODLEWSKI
5792585 VIOLETA MARIA GODOY ZUNIGA
4138073 DIANA LYNN ADKINS GODWIN
1287029 DONALD JOE GODWIN
1210932 TODD LLOYD GOEDEKE
5192689 COLBY R GOERING
6507152 NICHOLAS IVO GOGA
2148920 RICHARD LEWIS GOINS
1074079 RAFAEL GOLAN
1876567 DANIEL ROSS GOLD
1923251 LEE ALEXANDER GOLD
2431841 ERIC STEVEN GOLDBERG
1282174 IRENE GOLDBERG
223972 LEONARD ALLEN GOLDBERG
1386682 MITCHELL LOUIS GOLDBERG
3075067 STEVEN PHILIP GOLDBERG
2629946 SHAUN PAUL GOLDEN
501694 HAL STUART GOLDENBERG
1430872 DONALD BRUCE GOLDMAN
1088882 HOWARD JAY GOLDMAN
1325181 LYNN ROBERT GOLDNEY
4373969 ALEXANDER GOLDSTEIN
2412387 GREGORY EVAN GOLDSTEIN
3073545 JEFFREY WILLIAM GOLDSTEIN
5502960 RUSSELL LEE GOLDSTEIN
2021935 STEVEN ROSS GOLDSTEIN
2983230 YISRAEL BINYAMIN GOLDSTEIN
1869099 LARRY GORDON GOLDSTON
1856856 ROY GOLLADAY, JR
2602411 CLIFF SCOTT GOLOB
4883979 DARRYL WAYNE GOLTER
1935809 JOSE ANGEL GOMEZ, IV
5080731 JORGE GOMEZ, JR
2457281 ANGEL R GOMEZ
5968994 EDWIN ALBERTO GOMEZ
4393584 ELOY GOMEZ
2891235 HUGO ALEXANDER GOMEZ
6472346 PETER FRANK GOMEZ
4727721 RICHARD GOMEZ
5501082 ROBERT GOMEZ
1659516 ANDREW PAUL GONCHAR
5494315 ANDRE MARI GONZALES
4235861 JAMES RICHARD GONZALES
5187284 ALEXIS JAVIER GONZALEZ
4330269 CHARLES GONZALEZ
6333454 DOMINGO GONZALEZ
1989618 GERALD COSTANTE GONZALEZ
6442595 JENNIFER MARIE GONZALEZ
4580035 JORGE JOSE GONZALEZ
1172302 JOSE RAMON GONZALEZ
4061755 JUAN OSIEL GONZALEZ
4441307 MARIA TERESA GONZALEZ
2515811 MICHAEL ANTHONY GONZALEZ
4258883 REBECA GONZALEZ
3204187 RICARDO GONZALEZ
6298112 YOHANDY GONZALEZ
4766497 YOLAND GONZALEZ
4970485 SHARON H GOODALE
4456106 MARY KATHLEEN GOODALL
4248572 WENDY L GOODINE
1411721 JOHN GOODISH
1510905 STEVEN DOUGLAS GOODMAN
4884582 JORDON ERNEST GOODRICH
5100351 JOHNATHAN MICHAEL GOODS
2517862 CYNTHIA FOOTE GOOLSBY
1962991 ANDREW STEPHEN GORDON
2852211 SCOTT BURTENSHAW GORDON
1941195 ARTURO ELIAS GORENA
2748692 KEITH ADAM GORIN
3144585 THOMAS PATRICK GORMAN
4175310 ALBERT JOSEPH GORNATTI, JR.
4177639 JON DAVID GORNBEIN
1477882 DONALD ALBERT GORNEAU
4576241 SHAWN C GORRELL
1008601 THOMAS JOSEPH GORTER
2304907 JOHN MARK GORTS
4574668 JAMES STANLEY GOSSETT
4520310 ADAM LOUIS GOTH
1398303 LARRY HIROYUKI GOTO
3160206 JOSHUA LAWRENCE GOTTLIEB
2827441 DAVID MATTHEW GOTTSCHALK
4277144 ARTHUR KEVIN GOTZMER
4617397 JOSHUA DANIEL GOULD
5799015 SHAMEL CORREEN GOULD
4768440 JO ANNE JEAN GOULET
4693502 GEORGE NICKOS GOUNELAS
2787029 HARUT HARRY GOUYOUMJIAN
1959666 PETER ALEX GOUZOS
4600863 OSCAR GERARDO GRADOS
1935982 KEVIN RICHARD GRAETZ
2427969 GEORGE GRAFAS
4408817 TODD GRAFENAUER
2998648 MARK FRANCIS GRAHAM, II
227058 CHARLES MCMILLAN GRAHAM
5441781 DERMOT A GRAHAM
1542345 HUGH JOHN GRAHAM
3074650 MACHELLA LAVERN GRAHAM
2889111 NIGEL LEONARD GRAHAM
2975022 ROBERT BATTEY GRAHAM
720914 ALVIN EDWIN GRAMENTZ
1633232 GIOVANNI GRANATA
2473748 FRED GRANIK
1965947 TIMOTHY EARL GRANT, SR
5860497 DAVID HUGH GRANT
1945209 DEAN HARRISON GRANT
3235369 HOLLY VANESSA GRANT
227512 JOHN WILLIAM GRANT
2447319 STEPHEN DUNCAN GRANT
4673736 STEVEN PAUL GRANTHAM
1164783 PHILIP LEONARD GRASSO, JR.
3086179 STEVEN A GRAU
4486104 DEMETRIUS THOMAS FOX GRAVETTE
6094760 ANTHONY CLYDE GRAY
2198588 BARRY KEITH GRAY
5021861 DANTE FOREE GRAY
1374128 DELBERT WILLIAM GRAY
4380025 LOUIS S GRAY
5515001 ROBERT CONSTANTINE GRAY
6377741 ROBERT JOSEPH GRAY
862620 RUSSELL EDWARD GRAY
1801953 SALLY JEAN GRAY
2665911 STEVEN GRAY
712791 WILLIAM J GRAY
5404044 DYLAN PATRICK GRAYSON
5095004 JILL A GRAZIANO
2488261 SUZANNE MARIE GREANY
228304 ROBERT NORMAN GRECO
1008642 JAMES GROVER GREEN, III
824126 ALLEN MICHAEL GREEN
2787039 DAVE AUGUSTUS GREEN
1713027 DOUGLAS CHRISTOPHER GREEN
5996840 MARQUES ALEXANDER GREEN
2844883 MATTHEW CRAIG GREEN
4464386 MATTHEW PATRICK GREEN
6121027 VASHAWN ANDREW GREEN
2831764 VERNARD BENNY GREENE, JR
6256773 KYLE BROCKMAN GREENE
5261897 LEANNA GREENE
2591266 JONATHAN JAY GREENFIELD
3188356 THOMAS MICHEAL GREENJACK
5527553 DEBORAH E GREENLEE-KECK
5474906 JASON EDWARD GREENSPON
2093624 CLIFFORD LEE GREENWALD
1229685 CHARLES ELWOOD GREENWAY
4910464 SHERMAN LEE GREER
4486108 JASON WILLIAM GREGG
3276809 JAMES JOSEPH GREGORIO, III
2308559 LARRY RICHARD GREGORY
722911 WALTER FRANCIS GRENDA, JR
2948166 DANIEL FRANCIS GRIDLEY
1463581 JAMES MICHAEL GRIEGEL
5600606 ERIC GRIEGO
3232749 JEFFREY D GRIFFIN, JR.
4365871 DONALD WAYNE GRIFFIN
1955757 HAROLD WAYNE GRIFFIN
2429099 RICHARD ERNEST GRIFFIN
4562307 ROBERT WILLIAM GRIFFIN
4568590 TONYA MARIE GRIFFIN
4957188 MICHAEL GRIFFITH
2451366 JERRY GLENN GRIGGS
2593936 DONALD WILLIAM GRIGLEY, JR
4029336 ANN AYKANUSH GRIGORYAN
4106942 JAMES DOUGLAS GRIMES
2859084 MICHAEL GLYN GRIMES
1728682 RICARDO JUAN GRIMES
1223554 ROBERT DOUGLAS GRIMES
2563599 DEBORAH LYNN GRIST
5731542 MARY A GRISWOLD
1829703 STEPHEN GRIVAS
2501024 CAMERON WADE GRIZZLE
5181931 ADAM PAUL GROMLING
2265918 MYRLE CONLEY GROSE, JR
4486110 GLENN THOMAS GROSEK
2545583 HARVEY SCOTT GROSSMAN
2905125 ISAAC C GROSSMAN
2306258 STEVEN W GROSSMAN
4564852 JOHN LEWIS GROSSO
6319368 RYLEY GROSSO
3000877 JEFFREY BRIAN GROVE
1505636 JACK BENJAMIN GRUBMAN
2351888 JAY JULES GRUENEBAUM
2287985 GABRIEL ANTONIO GRULLON, JR
5734701 LUIS D GRULLON
2670062 STEVEN BRUCE GRUNWERG
5486795 DANIEL GUADARRAMA
6007916 LAUREN R GUASTELLA
2837453 JON ERIC GUAY
2619017 SANDRA LORETTA GUAY
3097226 JEFFREY DAVID GUCKERT
2814512 JENNIFER J GUELINAS
3047778 CHRISTOPHER RONALD GUENTHER
6164537 CORINNA BARBARA GUENTHER
4183327 CHRISTOPHER JAMES GUETZKOW
5644549 ROGELIO FERNANDO GUEVARA
3146810 PETER HARVEY GUGISBERG
4769621 GLORIA JEAN GUIDE
2916961 MICHAEL VALDOVINO GUILLORY
1389620 FRANCIS JOSEPH GUILTINAN
4050796 CHARLOTTE ANN GUIN
4401132 ARHONDA T'LENE GUINN
2372860 GARY DUCARMEL GUIRAND
2475720 ELLEN ANNETTE GULDENZOPF
4183984 DMITRIY M GULKAROV
3066284 HOLLY ANN GUNNETTE
3004331 ARVIND K GUPTA
2403225 LEE GURA
232190 ARTHUR EDWARD GURR
4950885 MARY DENISE GUSTAVSON
4108390 MARK STEVEN GUTENTAG
2253333 WILLIAM YEAGER GUTHRIE
5782445 ERIKA M GUTIERREZ
2779960 DAVID MICHAEL GUTMAN
1078383 JERRY LOU GUTTMAN
3024181 BETH ANNE GUTWIN
1292105 ROBERT JAMES GUYER
2199744 JOHN CHARLES GUYS
6373054 ISRAEL GUZMAN
4497415 KEVIN GUZMAN
4228943 VIVIAN V GWIN
5816879 Keven V Gayle
5311699 Wanda L Gilmer
5028062 Michael D Graham
6618515 Kevin Grewal