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Individuals Barred by FINRA - L

The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts; thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts.

This list includes individuals who were barred by FINRA as of May 31, 2019. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. FINRA updates this list once a month. For more complete information, please consult BrokerCheck. Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report

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CRD Individual Name
5459339 CARRIE ANN LA FRINIERE
2072370 ANDRE VINCENT LABARBERA
2030473 JOHN JOSEPH LABARCA
1066893 TONINO GAETANO LABELLA
2460237 VICTOR LABI
1279935 LAWRENCE MICHAEL LABINE
3134751 GAYLON WAYNE LABOA
2370611 ROBERT MAS LABORETE
5910828 JOHN JAMES JOSEPH LABRIE
4493929 JON KARL LACASSE
603964 BENNETT JOSEPH LACOUR, III
2639293 JEFFREY PAUL LACROSS
5240791 STANLEY WIENER LAFOREST
4174974 BENTONAMU LAI
2960833 JOE HON CHUEN LAI
4773616 JAMIE PATRICK LAKE
2246773 GREGORY MICHAEL LALLE
2347350 MATTHEW LAWRENCE LALONDE
3074213 KA KEUNG LAM
2890351 THACH NGOC LAM
4308390 CHARLES WILLIAM LAMARCA
5058677 MICHAEL A LAMBOY
1133485 MARK ISIDORE LAMENDOLA
4578811 TRACY MARIE LAMOREAUX
5447416 DEANNE M LAMPE
5343593 JASON ONEAL LAMPIER
1415689 FRANCINE ANN LANAIA
2730640 GARY LYNN LANCASTER
4237068 REBECCA SUE LANCASTER
3164906 GENE LOUIS LANCOUR
2532168 BENNY JIM LAND
6228954 TIMOTHY WAYNE LANDRUM
1411773 ROBERT MARCUS LANE, JR
713745 GARY HARRISON LANE
1874914 MARK JOY LANE
5351167 PATRICIA LANE
2215044 TIMOTHY JOHN LANE
4198134 DAVID ALEXANDER LANGE
302086 STEPHEN CHARLES LANGHOFER
2267018 WILLIAM SCOTT LANGLEY
1202437 GREGORY SUMMERLIN LANGSETT
841897 CRAIG GARY LANGWEILER
4702771 JAMES RYAN LANIER
2237413 PATRICIA MARIA LANIGAN
2783571 JOSHUA WAYNE LANKFORD
341225 LUCILE TOMLINSON LANSING
4250342 REBECCA ENGLISH LANTZ, MS
1747171 DAVID JOHN LANZATELLA
1550192 DANIEL RICHARD LAPIANA
3213779 THOMAS GARCIA LARA, JR
2926115 MICHAEL ANTHONY LARA
1829706 PAUL ANTHONY LAROCCO
2623556 FRANCIS ROSS LAROSA, JR
2911452 KIMBERLY BETH LAROSA
5871363 PATRICK KERRY LARRABEE
3041830 MAURICE THOMAS LARREA
3111872 BRIAN CLIFFORD LARSEN
4403877 EDWARD JOSEPH LARSEN
4504926 JOAN MARIE LARSEN
4796817 MICHAEL DOUGLAS LARSEN
1066833 PAUL CRAGG LARSEN
3067562 TAMMYE L LARSEN
6054434 TIMOTHY GORDON LARSEN
4816797 JEFFREY L. LARSON
2700798 JOHN ROBERT LARSON
1458125 MARK ALLEN LARSON
2237835 LAWRENCE JOHN LASALA
1438926 MICHAEL WALTER LASER
5577016 JENNIFER LASHLEE
6366775 MARC ANTHONY LAST
2386216 JEFFREY MICHAEL LASTER
2835046 DAVID LEE LATSON, JR
4850825 BRADLEY ALLEN LATTING
2898681 ERIC JOSEPH LAUCIUS
6312867 SPENCER DAVID LAUFER
4365578 ALBERT EDWARD LAUGHLIN, III
2655117 SUSAN B LAULETTA
2386054 PETER LAURELLA
5105803 DAVID WILLIAM LAVECK
4895654 DAVID ALAN LAVINE
5054798 MICHAEL SCOTT LAVOLPE
3143202 OLU T LAWAL
4512225 WADE JAMES LAWRENCE
4494448 THOMAS H LAWS
4440200 BILLY JOE LAWSON
501167 ROBERT WARREN LAWSON
3105513 WILLIAM ALEXANDER LAWSON
4022928 NATHAN DALE LAYMAN
304342 TERRY MICHAEL LAYMON
4830568 J. BRYANT LAYSON, JR
4459794 ROSEMARY LESYA LAZARIW
5713015 ANTHONY CLIVE LAZARUS
2887469 ANTHONY P LE
6110606 CECILIA CAROLYN HANG MINH LE
5797673 GIANG TRUONG LE
2481957 KATHERINE L LE
2747176 KIM D LE
3274440 PHUNG M LE
3132393 TAM THANH LE
4696188 TIFFANY KIM LE
6530973 TU NGOC LE
3079382 TUAN BA LE
4770466 VAN HUNG LE
2581030 PAUL JOSEPH LEAHY
3042256 ELOY LEAL
2874923 STEPHEN PAUL LEARY
2483182 JASON HYSON LEBLANC
1284694 CHARLES EDWARD LEDBETTER, III
5986761 AMY LACHELLE LEDBETTER
6492823 CHEA ANETTA LEDBETTER
1824202 ROBERT EDWARD LEE, JR
2784247 CHRISTOPHER ANTHONY LEE
2680766 CRAIG POY LEE
2635061 DAMASCUS ISAIHA LEE
6164357 DANIEL SEUNGHUN LEE
1613388 DAVID D LEE
5582916 DOUGLAS MICHAEL LEE
6156655 HAE YOUNG LEE
3259991 HANSEL CLARENCE CUA LEE
2538061 JIN YOUNG LEE
4158299 JOHN M LEE
2689460 JOHN SOON LEE
2538075 JON KWAN LEE
4552388 JUSTIN JAMES LEE
2316331 KEVIN JAMES LEE
6544158 KEVIN MICHAEL WON LEE
2926153 KYONG K LEE
2612348 LAWRENCE Y LEE
4578087 MAX DONG HO LEE
5622054 MEGAN LEE
2768291 SHERISE CHANTAL LEE
3155830 SI BALL LEE
5257196 STEPHEN SCOTT LEE
1856901 TERRY TAISUK LEE
5513482 VICTOR LEE
1214874 SHEROLYN RAE LEEPER
2170619 MARK ALLEN LEFKOWITZ
2068915 DAVID PAUL LEFORT
1742800 JOHN MICHAEL LEGRECA
5071373 KENT GEORGE LEHMAN
1345038 PHILIP ALLEN LEHMAN
722436 JOSEPH WILLIAM LEIGHTON
4781255 LAURA JANE LEIKER
1581645 JAY ALVIN LEISHMAN
3146057 TIM LEISSNER
2404501 ALFRED MILTON LEMCKE, III
2456990 CHARLES JOHN LEMIEUX
1520929 KEITH KIRKPATRICK LEMLEY
2080108 PETER MICHAEL LEMOINE, SR
2473133 DARYL RICHARD LEMON
1350907 MICHAEL THOMAS LEMONS
857808 CARYL TREWYN LENAHAN
2930698 DEBORAH LYN LENART
2136035 WILLIAM PATRICK LENTELL
5874832 JASON JOHN LENZI
2779230 ALLEN HOLMAN LENZINI
2557553 JEFFREY CHRISTIAN LEO
2898668 JOSEPH FERRER LEOMO
1058319 MANUEL JOSE LEON, JR
2113842 JOHN BRADFORD LEONARD
3016617 CARL DANIEL LEONARDI
2523774 FRANK ANTHONY LEONARDO
2977872 CHRISTOPHER MICHAEL LEONE
2453784 DOUGLAS ANTHONY LEONE
2453784 DOUGLAS ANTHONY LEONE
6032349 JOHN MICHAEL LEONE
5825080 RANDOLPH NG LEONG
5945678 JACOB LERMAN
4525134 DARRELL CRAIG LERNER
2336016 JERETTE LESLIE LERNER
4821845 ALEXIS LERTORA
1552051 JAMES JOSEPH LESINSKI
4731218 ALEXIS LESKO
5968857 MICHAEL PAUL LESSARD, JR.
1615102 JON LETANG
4462399 BRETT MICHAEL LETOURNEAU
2209007 THOMAS ARNOLD LETZLER
4879311 RANDAL KIRK LEVANDER
6126832 JONATHAN RYAN LEVANO
2814326 GARY ALLEN LEVARI, JR
2583180 GEORGE EMMANUAL LEVENTIS
5205289 MICHAEL L LEVEQUE
1472230 HUGH WILKENS LEVEY
2388644 EMMA LEVIN
2874319 DANIEL TODD LEVINE
2401300 GREGORY ALAN LEVINE
5448799 JEFFREY SCOTT LEVINE
1183437 DONALD CARL LEVINGS
6165935 MATTHEW JOEL LEVITT
4964503 ADELA LEVY
2199632 ARTHUR CONRAD LEVY
2255938 DAVID MICHAEL LEVY
2255938 DAVID MICHAEL LEVY
4485483 HAIM ARON LEVY
3236086 CHARLES DUANE LEWIS
1013720 CRAIG EDWARD LEWIS
1443906 GORDON PHILIP LEWIS
1354482 GREGORY LEWIS
3133083 JEFFREY EINER LEWIS
1364973 JOHN EVERETT LEWIS
4505097 KRIS LYNN LEWIS
4325621 MATTHEW LEE LEWIS
1112147 PAUL SIDNEY LEWIS
1343047 RALPH CURTIS LEWIS
820773 STEPHEN PHILLIP LEWIS
1146050 DAVID JOHN LEYSHON
2138891 SETH ANDREW LEYTON
5711148 BO LI
2651168 JOHN LI
309052 PHILIP EDWARD LIAN
4115196 DAVE LIANG
6771387 KUN LIANG
3168199 NICK JAY LIANG
2628554 LEWIS YUANHONG LIAO
1859821 BRUCE LIBMAN
3229149 ERICA D LICCIARDELLO
4470617 MELISSA A LICHT
4508335 ERIC LICHTENSTEIN
2237428 JONOTHON MICHAEL LIEBERMAN
5266225 MICHAEL GREGG LIEBERMAN
3264044 MICHAEL DAVID LIEBL
5105157 WILLIAM JOHN LIEBL
5675922 JOSHUA JAMES LIEN
850269 SALVATORE PAUL LIGGIERI
2796516 DAVID HENRY LIGHTFOOT
4472767 BRYAN CHRISTOPHER LIGHTSEY
3084903 JOSEPH ALAN LIKENS
1204358 THOMAS DENTON LILLARD
847160 CHRIS JOSEPH LIM
1003677 JAE YOUNG LIM
5818148 YALING LIN
4825537 YOUNG LIN
5211913 JOVANY JOSEFI LIND
2404854 THOMAS JOHN LINDA
2550012 ROBERT KENNETH LINDELL
2287832 NORMAN MICHAEL LINDO
6034271 JANICE JEAN LING
4594756 GEORGE DOUGLAS LINICOMN
4531694 YVONNE LINKE
3023329 SHAWN ALLEN LINNEBORN
4072020 MICHAEL THOMAS LINSINBIGLER
711683 KEVIN ALLAN LINTON
1050490 EDWARD LINZER
1696616 DAVID ROBERT LIPPA, JR
5743734 CHRISTOPHER MICHAEL LIPPUS
2624952 DAVID MATTHEW LISNEK
1980123 ROBERT WILLIAM LISNOFF, JR
310709 JEROME EDWARD LISS
1859910 KEVIN TROY LITTERELL
2632450 CHARLES LITTLE
1485537 VINCENT ARDELLE LITTLEFIELD
4242790 CAMERON D LITTMON
704382 SAMUEL YUNGKONG LIU
5637584 SU-CHIN LIU
4421506 ALEX LIVAK
2858399 BILLY DON LIVELY
1271034 BRIAN WILLIAM LIVINGSTON
2525452 MICHAEL ANDREW LIVINGSTON
2211349 ROBERT BIRRELL LIVINGSTONE
1251401 CAROL ANNE LIVOLSI
6186588 JOMAR NOE LIZARDO
4203041 ADRIENNE MARIE LLAMAS
5977786 PATRICK D LLEWELLYN
4628942 FION LO
4838748 JOHNATHAN M LO
5041930 DAVID LOBATO
2574846 GARY SCOTT LOCHANSKY
2324166 REGINA KAY LOCKE
5478643 RYAN G LOCKHART
4877082 ANTHONY F LODATI
2623141 GERALD JOSEPH LODOVICO
4630585 LUCILLE JANE LOEW
1098734 WILLIAM HAROLD LOFTHUS, SR
4648601 DOMINIQUE DEMETRI LOGAN
2618789 MICHAEL EDWARD LOGAN
4614539 THERESA L LOGAN
4601927 JANIS ANN LOGAY
1700554 THOMAS JOSEPH LOGUE, JR
5287737 BRENNAN R LOLLAR
4026204 NICHOLAS JOHN LOMAX
2952824 RALPH MICHAEL LOMBARDI
2773342 DAVID MARIO LOMBARDO
4743113 JO-ANNE MARIE LOMBARDO
1453769 JOSEPH ANTHONY LOMBARDO
4091665 MICHAEL THOMAS LOMBARDO
4354004 IMELDA B LOMIBAO
2159938 VITO ROBERT LOMONACO
6288734 ROBIN ROSE LOMONT
4475688 MELISSA DAWN LONDON
4735468 PETER J LONDON
2928102 KATHLEEN MARY LONEY
2333378 FREDERICK MAX LONG
1913096 DWIGHT ALEXANDER LONGEST
4604122 DEREK JAMES LONGMUIR
4667010 CHRISTOPHER ANTHONY LONGO
2299271 ANDREW JOSEPH LONGORIA
2383017 DAISY LONIGRO
312463 JAMES JOSEPH LONIGRO
4669940 MATTHEW LONSKEY
1836267 CHRISTOPHER JOHN LOONEY
1574429 TIMOTHY PATRICK LOONEY
4231102 QUYEN CHI LOONG
5534490 ELIZABETH GRIMANEZA LOOPER
5345944 CARLOS LOPEZ III
4068288 JOAQUIN LOPEZ, III
5562750 ADAM MICHAEL LOPEZ
3223077 JOSE LOPEZ
4560263 MIRIAM L. LOPEZ
6355181 SEAN THOMAS LOPEZ
5413383 SERGIO D LOPEZ
5740547 VERONICA AZUCENA LOPEZ
2216550 VICENTE DEMETRIUS LOPEZ
5641968 VLADIMIR LENIN LOPEZ
4761591 KA KIERTONKAYSY LOR
4525167 GREGG CHARLES LORENZO
1861011 FELIPE J LORIE
3277561 NATHAN JAMES LORNE
5992539 GIOVANNI T LORUSSO
4519721 NICHOLAS ALEXANDER LOSKOCINSKI
2953217 MICHAEL LOSTRACCO
2302501 ALBERT DENNIS LOU
2707569 ROBERT DANIEL LOUIS, JR
2287160 MICHAEL FRANK LOUIS
2842334 RODNEY LOUIS
5774254 CHARLES FRANCIS LOUNSBERRY, MR.
2817864 TINA SUE LOUNSBURY
3234996 JOSEPH PATRICK LOVAGLIO
5296126 JASON SCOTT LOVE
2203004 VICTOR GARY LOWATCHIE
1609598 PHILIP ALEXANDER LOWE
2181503 MICHAEL ALLEN LOWEEN
1347790 LISA J LOWI
2698473 LETICIA LOZANO
3140030 FREDERICK LU
2691821 GUANG LU
5869838 ALEX LUBETSKY
1908238 LEONARD NICHOLAS LUCARELLO
1476874 TIMOTHY DOYLE LUCAS
3259939 ANTHONY LUCCHETTO, JR
719779 KENNETH ANTHONY LUCCIONI
1054337 DALE ANNE LUCE
1465097 MICHAEL WATTS LUDWIG
2377722 KEVIN MARK LUETJE
2839141 CHANTHA OWEN LUEUNG
5521419 SARA KATE LUFF
6317475 JACOB RICHARD LUITHLE
4375312 TINA MARIE LUKAN
6458399 KOLA LULGJURAJ
2625609 ABED WILLIAM LULU
5862603 PAUL JOSEPH LUMETTA
4566784 JOSE LUIS LUNA
845326 DEBRA ANN LUND
4927549 TRACY MICHELLE LUND
724817 GARY JAMES LUNDGREN
2260127 BARKLEY JW LUNDY, JR
2143876 JAOSHIANG LUO
2143876 JAOSHIANG LUO
2937600 HELENA NGOC LUONG
4465259 RON ALAN LUSK
1643047 JAMES HENRY LUTHER, JR
4388483 CHRISTOPHER LOUIS LUTHER
6386882 DERRICK JOSEPH LUTTRELL
3075876 TRONG HOANG LUU
2091350 MARC ALAN LUXENBERG
4112328 DANNY BEN LY
4617448 SALIM LYAZIDI
4913026 BRENDON JOHN LYDEN
5044288 STEPHEN JOHN LYKKE
2308720 DEBRA JANET LYLES
3004877 CHARLES BERNARD LYNCH, JR
5923597 DAPHNE LEE LYONS
1020397 JAMES EDWARD LYONS
2377884 SCOTT KENNETH LYONS
2544687 CHARLES EVERETT LYSTER
6560373 Danielle Lamb
5842718 Alana Marie Lewis
6062838 Alexander Lewis
6577989 Kristen L Lewis
6886909 Brenden Christopher Lilly
6738884 Linda Lin
5798906 Christopher Joseph Lossing
5741717 Cameron Blake Lovitt
6584011 Jonathan H Lowell