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Individuals Barred by FINRA - N

The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts; thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts.

This list includes individuals who were barred by FINRA as of May 31, 2019. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. FINRA updates this list once a month. For more complete information, please consult BrokerCheck. Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report

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CRD Individual Name
1024351 RAJAN NABE
5460336 D KIRK NACEY
812711 ELLIOTT NADEL
1349960 DAVID ALLEN NAEFKE
2170816 MARCUS KALMAN NAGEL
2291674 SHAUN THOMAS NAGLE
2652316 BRIAN JOSEPH NAGY
3152134 VIKRAM VISHWESHWAR NAIK
4561380 PHILIP JOHN NALESNIK
2364153 LAWRENCE NALLIE
2565046 CHARLES CHUL NAM
1337905 VICTOR GILES NANCE
4677478 BRIAN KYLE NAPIERSKI
2647163 CHARLES WILLIAM NARON
5738183 JAN D NARRINE
1676906 KEITH DAVID NASH
6130245 VADAR NASIM NASIM
5168010 IMRAN M NASRULLAH
2202614 RAYMOND LOUIS NATILI, III
2444899 SCOTT LOWELL NATTENBERG
1344900 FRANK OSWALDO NAULA
2185615 MASOUD HAMOUD NAVARD
6303864 SILVIA NAVARRO VALLESILLO
2656084 MARY ANN NAVENTI
1880466 DANIEL WILLIAM NAY, II
4155524 MOCTAR NDIAYE
2362520 JEFFREY E NEACE
4870917 SAN SANA NEAL
4693750 LOUISE J NEALE
2863660 MATT SCOTT NEAS
2585328 RICHARD ANTHONY NEATON
2232933 GUY ASHLEY NEAU
1586038 KENNETH GEORGE NEELY
2651241 ANDREW ALAN NEFF
5902156 IRA SCOTT NEIMAN
2658649 ALBERTO NEIRA
1607562 DAVID CRAIG NEISON
2936091 JOHN RODNEY NEISWENDER, JR
6388227 LINDSEY BROOKE NELAN
2865809 THOMAS EDWARD NELSON, JR
5433967 BRIAN K NELSON
2745776 KEITH GREGORY NELSON
2718193 RICHARD JOHN NELSON
6051619 SAMUEL SEAN NELSON
6130416 SHAYNE ARLINGTON NELSON
1395464 SUSAN JAYNE NELSON
2734324 WILLIAM DAVID NELSON
2214298 HENRY PAUL NEMANICH
5405918 MICHAEL ANTHONY NEMCIK
4595986 JOSEPH ANTHONY NEMEC
1299654 KENNETH JAMES NEMETZ
4883354 TIMOTHY E NENOFF
3121741 RUDOLF NEPAKHAREV
1330746 JAMES STUART NESBIT
4165475 MICHAEL NESGODA
4885721 VALERIE LYNN NESS
4376585 RYAN MATTHEW NESTOR
2097359 JAMES STEVEN NEUMEIER
2181967 MARK BRYON NEUMEIER
2719529 KENNETH BOSTIAN NEUNER
3244955 FABRIZIO DULCETTI NEVES
1216623 SCOTT HALBERT NEWBANKS
346857 RICHARD LEON NEWBERG
1679777 LANCE CHRISTOPHER NEWBY
2060528 THADDEUS NEWEL
1765390 NORA LYNN NEWELL
4842006 ROBERT ISAAC NEWELL
2708577 JOHN MARCUS NEWKIRK, JR
4778356 STEVE T NEWMAN
2547704 TINA MARIE NEWMAN
2601197 TODD MICHAEL NEWMAN
3062837 SCOTT NEWSHOLME
4955430 DAVID R NEWSOM
2349316 BARRY JAMES NEWTON
1033369 RUSSELL WILLIAM NEWTON
2630770 SHELLIE LIN NEWTON
6106757 DAVID NG
5623648 MARTHE B NGO BANAG
5917340 THUAN QUOC NGO
6410934 CHRISTOPHER QUOCTHAI NGUYEN
5815024 HENRY NGUYEN
4640647 KHOI DANH NGUYEN
2975865 LONG HOANG NGUYEN
6130866 LUAN QUOC NGUYEN
2374393 VINH HUU NGUYEN
2748520 MABASHA ELEAZER NHEKAIRO
5049987 HAI YAN NI
2873772 SHERMAN JASON NIAMEHR
1206293 TIMOTHY HARRY NICHOLL
1981633 PAUL AVERY NICHOLLS, JR
2517723 NANCY LUCILLE NICHOLS
1674308 VIRGINIA M. NICHOLS
2661099 JOHN ROBERT NICHOLSON
3127417 RONALD WAYNE NICHTER
5108815 STEPHEN JAMES NICKLAS
2030192 JERICHO GUAZON NICOLAS
5430609 MICHAEL ANTHONY NICOLOSI
716226 GREGORY ARTHUR NIEBLER
724449 MICHAEL ARTHUR NIEBUHR
1596132 KENNETH STUART NIERENBERG
2157145 PAUL ANDREW NIESS
3111082 STEPHEN NIETSCH
2212929 CHRISTIAN LEVON NIGOHOSSIAN
2578752 IVANKA NIKSICH
4930401 JAHANARA NISSAR
6432141 GORDON BEECHER NITKA
5280506 MATTHEW J. NIU
5574568 JAMES WARD NOBLE
2025210 ANTHONY MARIO NOBREGA
1482682 PHILIP JOHN NOCIFORO
3257874 THOMAS MARTIN NOCKOLD
5008539 BRENT DOUGLAS NOEL
2439250 LOUIS MICHAEL NOLFO
3260629 FADI NONA
2202306 DANOO NOOR, SR
4499699 RAYMOND LEE NORAGON
2759032 BRIAN ROBERT NORD
5123181 PAULA LUDWIG NORDQUIST
2691472 ALEXANDER EDWARD NORMAN
2092589 MICHAEL ANDREW NORMAN
4007080 CHRISTOPHER LAWRENCE NORRIS
6123770 DARIAN CURTIS NORRIS
5180300 JUSTIN L NORRIS
2983568 SHANNON LEE NORRIS
4762500 TIMOTHY ALAN NORRIS
1078005 MICHAEL WELDON NORVILLE
5787549 KAMRAN DARYUSH NOUGZUST
2700222 DAVID BRUCE NOVAK
3023387 ERIC JAMES NOVOTNY
4024458 CHRISTOPHER DANIEL NOWAK
1498083 PATRICK ORVIL NUGENT
349871 RICHARD ALLEN NUNES
4701686 ARTURO ALEJANDRO NUNEZ
2313048 BECKY M NUNEZ
1580759 JEFFREY GEORGE NUNEZ
2010167 MARK JOHN NUOVO
6041358 ADAM NICHOLAS NUSSBAUM
2770338 BRAD N NUSSBAUM
2020751 GREGG N NUSSBAUM
4638931 STACEY BETH NUSSBAUM
5716385 MICHELLE NUTA
5289362 BUKA UZOMA NWIGWE
2394082 JASON PAUL NYE
6321656 Michael Patrick Nanto