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Individuals Barred by FINRA - O

The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts; thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts.

This list includes individuals who were barred by FINRA as of May 31, 2019. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. FINRA updates this list once a month. For more complete information, please consult BrokerCheck. Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report

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CRD Individual Name
1083732 JANE E O BRIEN
4256098 RACHAEL JANINE O CONNOR
2070198 ROBYN LYNN O HARA
5898324 TRISTAN VONTE O NEAL
5744850 JOEL CHRISTOPHER O POLKA
4719355 FRED ENRIQUE O'BRIEN
5459826 JUSTIN R O'CONNOR
5791343 MICHAEL J. O'CONNOR
2031983 PETER ANDREW O'HARA
4715811 THOMAS WAYNE O'KEEFE
2049144 LIAM GERARD O'KEEFFE
4365580 DANIEL FRANCIS O'LEARY, JR.
2357535 DUANE EDWARD O'NEAL
5529602 TRACE RANDALL O'NEAL
1354152 THOMAS CAMERON OAKES
5631816 STEVEN M OATES
3012900 STEPHEN DOUGLAS OATWAY
2326611 TERRY LAMAR OBEE
350264 PAUL ALBERT OBERSTELLER
2166596 IVAN SERGE OBOLENSKY, JR
2667935 EDMUND THOMAS OBRIEN, II
350394 JACK STUART OBRIEN, JR
3245317 DENNIS STUART OBRIEN
2901568 KELLY IRENE OBRIEN
1782288 KEVIN PAUL OBRIEN
4655082 MATTHEW NORMAN OBRIEN
1049397 MICHAEL LOUIS OBRIEN
2054041 PATRICK JOHN OBRIEN
2359897 THOMAS RICHARD OBRIEN
350577 WILLIAM JAMES OBRIEN
5273940 MATTHEW EDWARD OCALLAGHAN
2192496 JOHN OCCHIOGROSSO
6272502 DANIEL OCHOA
6092730 ADAM I OCNER
2153507 CHRISTOPHER LINCOLN OCONNELL
2887894 CHRISTOPHER DOMINICK OCONNOR
2957084 KENNETH JAMES OCONNOR
1618099 THERESA ANN OCONNOR
1931363 STEPHEN MICHAEL ODONNELL
1962900 RALPH OELBERMANN
5832683 GREGORY JOHN OELERICH
4460103 ANTHONY OH
4576773 JAE YOUNG OH
4937958 COREY C OHLE
2663810 MICHAEL HENRY OHLFS
2154794 RICHARD MARTIN OHLHABER
2027621 DAVID A OHLSON
5106991 RICHARD WINSOR OHRN
2038697 ANSSY AKHABUE OKOEBOR
3247814 ADDO YAW OKYERE
5480191 DAVID JAMES OLANDER
1932328 THERESA BENTURA OLDHAM
1852219 GEORGE JAMES OLDOERP
1096188 RICHARD FRANCIS OLEARY
2631304 WESLEY MARION OLER, IV
1856945 DAVID JON OLINGER
2745180 BRYAN DARRELL OLIPHANT
2805990 GLADYS GEMMA OLIVA
5052733 WILLIAM E OLIVARES
1972547 MARY ELIZABETH OLIVER
2528777 GUSTAVO ADOLFO OLIVERA
6098853 ANDREW SCOTT OLIVERI
2159064 VICTOR MANUEL OLIVO, JR
2999141 AUGUSTINE OGHENEOCHUKO OLOBIA
1700644 DAVID WARREN OLSON
2190824 DENISE M OLSON
5961022 ERIC RITCHIE OLSON
5372284 JENNIFER R OLSON
2294381 THEODORE M OLSON
1056144 BRIAN MURRAY OLTON
4621649 ALI JABBAR ONAYO
6613960 RYAN EDWARD ONEAL, JR
352958 MICHAEL FRANCIS ONEILL
6272347 MONICA JEAN ONEILL
724885 THOMAS JAMES ONEILL
6183180 VIVIEN LI CHING ONG
4019100 IAN SEAN ONIZUKA
4106235 KENNETH ONORATO
5952312 ISAAC PRESTON ONU
2423220 JAMES EESONG OOI
1698507 JAMES HAROLD OPHEIM
3021013 MICHAEL JEFFREY OPPENHEIM
3178207 JOHN GREGORY OPPENHEIMER
4088280 JOSEPH STEPHEN ORENDORFF
2497838 ANTHONY JOHN ORLANDO, JR
2839212 PHILIP ANTHONY ORLANDO
727162 BRADFORD ALAN OROSEY
1019164 JOSEPH PETER OROZCO
3052545 LUIS VALENTE OROZCO
5591481 ADRIAN TORRES ORTEGA
6122819 MARCUS ANTONIO ORTEGA
2875448 CARLOS JUAN ORTIZ
5533216 GEHRIN MICHAEL ORTIZ
1808280 GEOFFREY ORTIZ
5893323 MIGUEL ORTIZ
5369199 OSCAR TOMAS ORTIZ
2534166 RAFAEL ANGEL ORTIZ
2938100 TOMAS ORTIZ-STRONZA
2734101 MATTHEW JOHN ORTMAN
2160533 NIKE HARRIET ORUCHE
1716402 GREGORY JEROME PTASIENSKI OSBORN
353710 THOMAS PRESTON OSBORN
2042339 DEVLIN WAYNE OSBURN
4520109 GLORIA RENE OSORIO
4147007 CHRISTOPHER MARK OSTOICH
5977793 BRENDAN JOHN OSWEILER
2294420 CARLOS FRANCISCO OTALVARO
2974369 ANTHONY OTTIMO, SR
5215431 JASON MICHAEL OTTO
5486108 ERIN ALYSE OUTTEN
2066217 OSCAR DONALD OVERBEY, JR
6277371 ERIC SPENCER OVESEN
1105997 DAVID THOMAS OWEN, III
4302165 STEVEN HARWELL OWEN
5412486 JASON TODD OWENSON
6241625 OLATEJU SAMSON OYENIYI
2226496 EDWARD GEORGE OZIMKOWSKI
6560588 Mary E Olsen