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Individuals Barred by FINRA - P

The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts; thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts.

This list includes individuals who were barred by FINRA as of May 31, 2019. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. FINRA updates this list once a month. For more complete information, please consult BrokerCheck. Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report

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CRD Individual Name
2991826 ARI DAVID PACE
2097427 BRADLEY TAYLOR PACE
2689097 DAVID KYLE PACE
6258147 DAWN MARIE PACE-ALFARO
2777949 JOHN BRENT PACKARD
1653928 LESLIE DALE PACKER, JR
1054517 MICHAEL PETER PACULT
4982765 KIMBERLY JOYCE PADGETT
2630393 DEREK MICHAEL PAGAN
4563287 JOSE LUIS PAGAN
2651836 BRIAN JOSEPH PAGANO
1958879 STEVEN PAGARTANIS
2644707 DARLENE BYRD PAGE
1054190 JONATHAN GOODWIN PAGE
1640203 SAMMY GAIL PAGE
2457887 SETH PAUL PAGE
1018286 DAVID BRIAN PAIGE
1407117 EDWARD HOMER PAINTER
4582379 ERNESTO PAIZ
2717659 JON MANUEL PALACIOS
3188994 RENE FRANCISCO PALACIOS
4561071 WILLIAM SCOTT PALADINI
1734423 KEVIN JAY PALAN
2321162 DAVID JOHN PALEN
4392276 RUSSELL PALERMO
1464054 JEFFREY HOWARD PALISH
3090435 CHRIS BLAINE PALKOWITSH
3057939 DAVID RICHMOND PALMER
817586 SCOTT WILLIAM PALMER
5104560 SHANNON K PALMER
4372916 SHAWN DAVID PALMER
3221649 FREDRIC JOSEPH PALMIERI
2751411 MARC PALMIERI
5416370 NICOLE R PALUMBO
5722308 HONG KUN PAN
355836 DANIEL LEE PANCAKE
4326407 BRIAN JOSEPH PANFIL
4441454 KEVIN SCOTT PANG
5406519 TYRONE Y PANG
1123349 BENJAMIN AGLEHAM PANGILINAN
2315739 JAMES CHRISTOPHER PANGIONE
3074986 EMANUEL PANTELAKIS
2540399 EMIL BRIAN PANZARINO, JR
2751711 EMILY S PAO
6087086 SAM PETER PAOLINI
6016829 ALFONSO PAPA
5159247 MATTHEW JOSEPH PAPA
5081539 ALBERT JOHN PAPADA
2476778 JOSEPH JOHN PAPEO
2226175 JERRY ALLEN PAPIN, JR
4188704 JOSEPH FRANK PAPPALARDO, JR
2088747 JOSEPH THOMAS PAPPALARDO
1577089 JAMES PAPPAS, III
4240283 JOHN THOMAS PAPPAS
1066848 LYNN DAVID PAPWORTH
4320794 NANCY LEE PAQUETTE
1028917 DALE EDWARD PARA
4601108 TANVEER AHMAD PARACHA
2054004 PAUL DOUGLAS PARATORE
4271043 OSWALD VICTOR PAREDES
4475097 DELFIN JOAQUIN PARIS, III
4406737 KEVIN P PARIS
2755015 JON RICHARD PARISER
2318603 DANIEL KARL PARK
2785295 HONG KYU PARK
2456077 KATHERINE ANNE PARK
5052887 MAN KYU PARK
2073037 WILLIAM BROWN PARK
6088276 YOUNGSOO PARK
4496742 EDWARD PARKER, JR.
2010184 BERNARD MARK PARKER
1921892 DANNY RAY PARKER
1190964 DONNA JEAN PARKER
2767719 JAMES FORREST PARKER
5325129 JASON CHARLES PARKER
6042394 JEFFREY KURT PARKER
2528811 JOEL PARKER
1031962 MARCUS DUANE PARKER
1070201 ROBERT JOHN PARKER
5262801 TONY JAMES PARKER
5750649 SHANNON LYNN PARKOFF- MOSKOFF
3047923 BOBBY JEFFERSON PARKS, JR
602872 SAMUEL CONANT PARKS
2686104 MARK CHRISTOPHER PARMAN
3207689 KARRIE RENEE PARRETT
3042980 KRISTI ANN PARROTT
2642216 CHARLES MARVIN PARSONS
2963654 DAVID WAYNE PARSONS
2038288 JOHN DOUGLAS PARSONS
6164352 LEONA LYNN PARSONS
4610449 JOHN BAILEY PARTAIN
2546369 AARON ROBERT PARTHEMER
4426958 MARK ALAN PARTIN
6436761 CHAZ THOMAS PARTOSAN
3139293 ROBERT SEAN PARUCH, JR
1861143 LEON PARVIZIAN
2213626 FRED JOHN PASCARIS
2331266 SEAN D PASCOE
5519274 MAXIMO PASCUAL
4819805 RICHARD PETER PASCUCCI
4991156 ENGJELL PASHA
2750098 ROMAN PASINKOVSKY
2689136 FRANK ANTHONY PASSARELLA
2686699 STACY LYNN PASSEY
2387765 JYGNESH ROHIT PATEL
5188162 KALPESH B PATEL
2003236 NATVERLAL M PATEL
4860945 PIYUSH MANUBHAI PATEL
5523697 RONAK C. PATEL
4017730 SANGAM RAMESH PATEL
2610523 SHAILESH BABUBHAI PATEL
1043487 SHASHIN J PATEL
3132630 WILLIAM HAUG PATERSON
1466597 LELAND ANTHONY PATIN
1290432 DEBRA ANN PATON
1476997 JUDY JO PATRICK
4767451 MASAJJI EDWARD PATRICK
2202549 RICHARD VINCENT PATRICK
2854687 ROBERT CHRISTOPHER PATRICK
3095012 STEWART DIBRELL PATRIDGE
3002976 ALAN STUART PATTEE
1143818 JAMES THOMAS PATTEN
4445476 MELVIN PATTERSON, JR
2101227 MICHAEL WILLIAM PATTERSON
1395972 SCOTT DOUGLAS PATTERSON
1545508 NICHOLAS HARREL PATTON, JR
2755800 DAVID FREDERICK PATTON
4325429 CHRISTIAN A PAUL
3226861 CHRISTOPHER VINCENT PAUL
4661542 KAYLA ARLENE PAUL-LINDSEY
4253361 BRIAN L. PAULEY
5321129 KEVIN PAULIN
4129754 JOSE MANUEL PAULINO
1780894 CURTIS CHRISTOPHER PAULSEN
2688766 TIMOTHY NEIL PAYNE
2444913 SIGIFREDO PAZOS
2283766 ROY ROBERT PEACHEY
4242478 MARC HAROLD PEARL
2041779 DENNIS ALVIN PEARSON, JR
4159298 SAMPSON PEARSON, JR
2236530 EDMUND BURKE PEARSON
4315047 STEVE R PEARSON
2285838 STEVEN MARK PEASLEE
2915288 MICHAEL DALE PEAY
1019018 PETER FARIS PECK, JR
4732607 WILLIAM LEO PECKENPAUGH
4677111 NEIL DAVID PECKER
6466578 DANIELLE ARRICE PEDERSON-OPSAHL
4952772 JASON PEDIGO
1362535 RONALD BRUCE PEKARCHIK
3129223 KEITH EDWARD PELATOWSKI
3254951 LARISSA LEE PELTOLA
2314102 ANTHONY JOSEPH PELUSO
4326882 JOHN HOWARD PEMBERTON
5777651 PAUL M PEMBERTON
5571857 EMILY ANN PENA
4401861 JHOANNY E. PENA
2780628 JOHN WILLIAM PENA
5792901 FRANK G PENDL, IV
4228593 BRYAN LYNN PENDLETON
4396942 KELLY ANDERSON PENLEY, III
2522216 JASON MATTHEW PENNINGTON
1280540 ERIK KARL PENZIN
2305291 FRANK ROCCO PEPERNO
2707455 JAMES MICHAEL PEPIO
4858338 HEATHER D PEPO
4595173 PATRICK LEE PERALES
4547226 RAUL PERALTA
2628617 VICKI LEE PERCHINSKE
1812389 ROBERT A PERCONTE
2430960 MATTHEW EARL PEREGOY
2866846 FRED PERELMAN
4392222 AYAX MANUEL PERES
5467624 JUAN J PEREZ, JR
3091992 CESAR ROEL PEREZ
1690751 EDWARD PEREZ
5323971 EMMA CAROLINA PEREZ
2349953 GEORGE ARTURO PEREZ
6182669 HADIT PEREZ
5431109 HECTOR PEREZ
4739449 JOEY N PEREZ
1093871 JOHN PEREZ
4389021 MYRNA MARGARITA PEREZ
2411198 PAUL ULISES PEREZ
862023 JOHN J PERGOLIZZI
360372 JERRY PERLMAN
5666396 DAMIAN PERNA
4355694 BELINDA LEE PERO
360441 LOUIS PEROSI, JR
5512096 ANDRE B PERPETUO
5381972 CORINNE A PERRONE
4188299 CHRISTOPHER JOSEPH PERROTT
2284028 FRANK ANTHONY PERROTTO
2874937 BRIAN THOMAS PERRY
3243580 CHRISTOPHER PERRY
502847 JOAN ANNE PERRY
4122328 MATTHEW GERARD PERRY
4540176 MELISSA ANN PERRY
2808632 TODD CHRISTOPHER PERRY
4256810 YVONNE PERSAUD
3166875 ROBERT BERNARD PERTHUIS
5745905 VICTOR CARL PESAVENTO
4507718 NATALIA PESIN
6503149 AMY ELIZABETH PESINA
6100786 DENISE MARIE PESKAR
5038168 DAVID JOSEPH PESTRICHELLO
5416260 CYNTHIA NAWITA PETE
6285698 BARBARA JOANN PETERS
1612003 TROY MELTON PETERS
841120 RICHARD LEE PETERSEN
4161501 TAMMY C PETERSEN
1315018 ALAN REINHOLD PETERSON, JR
1902189 ANTHONY GEORGE PETERSON
5289024 COREY PETERSON
5769919 CORNELIUS PETERSON
601746 GARY WOODRUFF PETERSON
6301914 GERALD EDWARD PETERSON
2844811 JAMES PAUL PETERSON
4611211 MICHAEL BRENT PETERSON
2825535 PETER MARTIN PETERSON
1354609 REX EUGENE PETERSON
5161516 LA'DELL PETON
4594840 ALFRED THOMAS PETRECCA
715635 RICHARD STEVEN PETRELL
2943568 STEFAN LATCHEZAROV PETROV
733916 JAMES ALBERT PETTIT
2415914 JOHN GAYLE PETTUS
5610423 HOWARD A PEYTON
1315669 DOUGLAS DONOVAN PFAFF
4842017 PAUL GERARD PFEIFFER, MR.
4008622 TEO VAN PHAM, MR
6191955 PHI PHUONG PHAN
714437 ANN GAY PHELPS
6403922 CARLTON I PHELPS
2030848 CHARLES HOLMAN PHELPS
6290300 SOMNING PHETH
362561 GEORGE WILLIAM PHILIPPS
4503098 WALTER EUGENE PHILLIPS, JR
4501026 ANTHONY A PHILLIPS
2436301 ANTHONY BENJAMIN PHILLIPS
2205925 DANIEL JOHN PHILLIPS
2500981 JOHN LAWTON PHILLIPS
5338306 KENNETH ERIC PHILLIPS
2145356 RALPH HOWLY PHILLIPS
2216889 ROBERT WILLIAM PHILLIPS
4762155 RONALD SCOTT PHILLIPS
2844004 CLAUDIA P. PHILLIPS-THOMPSON
4887356 DANA W. PHILPOT
3097612 VANCE A PHILPOTTS
362867 BARRY RAY PHIPPS, SR
5604330 TERESA R PHIPPS
4265737 FREDERICK CHRISTOPHER PIATT
2835989 MICHAEL PICA, JR
2332581 GUY TILTON PICHE
5228650 JAMES W PICKENS, III
4316358 JOHN MORGAN PICKENS, JR
2006931 TERRY LEE PICKERING
2771162 MARC SALVATORE PICO
3207495 JEFFREY SCOTT PIEK
5143454 CHRISTOPHER JOHN PIERCE
3190666 JEFFREY B. PIERCE
5370122 SAMUEL MADIGAN PIERCE
6398206 JEAN PAUL PIERRE
4220079 PETRUCE PIERRE
6051494 REGINALD PIERRE
2951257 JOSE ALBERTO PIETRI
1916858 BRYAN EDWARD PIFER
2173165 RICHARD TIMOTHY PIGG
1158008 MICHAEL HENRY PIGOTT
5163996 PAUL PIKULIN
4253211 SAMUEL WALKER PILE
4584630 TIMOTHY L PILKINGTON
6047651 XASHARY BACKTASH PIMENTEL
4799080 REGINALD FRITZGERALD PINCHEON
5249294 MATTHEW PINCUS
2562832 BRIAN EDWARD PINEAU
5893411 PATRICK JEAN FRANCIS PINON
2056512 SCOTT DOUGLAS PIONK
716645 TERRENCE REID PIPENHAGEN
4432797 JASON THOMAS PIRNIE
868883 AURANGZEB RASHID PIRZADA
2221826 JOSEPH JOHN PISCOPO
2366765 RANDAL ANTHONY PITINO
732632 ANDREW LEWIS PITTMAN
2955718 TIMOTHY LEON PITTMAN
3216375 DAVID N PITTS
4300924 DAVID JULLIAN PIUSIENSKI
723254 JON EDWARD PIWOWARCZYK
5328344 KARLO DIZON PIZARRO
2341415 KEISHA DIANE PIZZO
1742894 RICHARD ALAN PIZZUTI
4400866 EDWARD WALTER PLANCHE
4007833 EDWIN PLATA
1977401 ANE S PLATE
5249313 TODD MATTHEW PLATE
6303312 ASHLEY PLATT
6206439 ROBIN THOMAS PLEDGER
2706402 JASON EARL PLEGGENKUHLE
2417869 RANDY SCOTT PLUMLEY
4608699 MARK ALLAN PLUMMER
2731884 JEFFREY CHARLES PLUNKETT
2321368 JOHN JOSEPH PLUNKETT
1666324 BRUCE ARNOLD PLYER
4602003 CRAIG THOMAS PODOSEK
2348692 RANDALL DEAN POE
2926889 WILLIAM POINSETTE
2433732 JOHN MARTIN POJETA
5310751 DUSTIN E POLAGE
4456200 JONATHAN DAVID POLAND
2636427 JAMES S POLESE
1131458 JOSEPH AUGUSTUS POLHILL, JR
2165523 SCOTT SHERWIN POLISH
2698001 NELSON DANIEL POLITE, JR
2287074 NICHOLAS JOHN POLITO, JR
3070874 JUDITH ANN POLLACHEK
2204151 MARK EDWARD POLLACHEK
5543185 ALEXIS JAQUELINE POLLARD
4370964 BRYAN N POLOZOLA
1659532 POLYVIOS TONY POLYVIOU
5088147 JIMMY POMA
2776266 JAMES ARTHUR PONDER
2616823 RONALD J PONELLA
5577555 MICHAEL DAVID PONTES
4226678 JEFFREY SCOTT POOL
5110534 JONATHAN CLARK POOL
5134326 DOUGLAS ANTHONY POOLE
3272063 MARK ANTHONY POOLE
4172805 JAMIE DAVID POPE
4427758 JOHNNIE KELSEY POPE
2054503 MICHAEL MCFERRON POPE
1469681 RANDALL LANE POPE
1049763 SANDRA POPE
5449870 CHARLES THOMAS POPENOE
5956392 ANTONINO PORCARO
4002626 BRENT MORGAN PORGES
2032112 DANIEL MORRIS PORTER
6088102 HENRY PORTER
5730913 LENNY PORTES
4962978 SEAN DAVID PORTNOY
4194630 PAUL ANTHONY POSILLICO
2717986 JEFFERY DAVID POST
1539230 ALBERT HENRY POSTLE, III
1217511 PATRICK ANTHONY POTOPOWICZ
1198202 ROBERT HAWKES POTTER
1132085 WILLIAM MAXIMILLIAN POTTETTI
5783055 JESSICA K POTTS
5102900 LAURA ANNE POTTS
810909 HARRY JAMES POULOS
4614908 TED ALEX POULOS
2564356 KEVIN SCOTT POUND
1109137 LESTER RAY POUND
4899001 LAWRENCE LATHAN POWELL, JR
2666058 DARREN JAMES POWELL
2220029 FLOYD EARL POWELL
6476396 JARRETT POWELL
2373133 LOUIS PATRICK POWELL
6251284 MELISSA DIANA POWELL
3004276 WADE ALAN POWELL
3045120 JIMMY EARL POWER, JR
3145275 WALTER EDWARD POWERS, IV
366851 BERRI GROVE POWERS
2450818 JAMES LARKIN POWERS
5243046 PHILIP JOHN POWERS
2255877 SCOTT THOMAS POWERS
5342794 WILLIAM JUSTIN POYNTER
3170209 WALDYR SILVA PRADO
1278098 ROBERT JAY PRAGER
818045 JOSEPH GLENN PRATTE
1345897 MALCOLM T PREECE, III
2768150 SHON CHARLES PREJEAN
3175558 SEAN DONALD PREMOCK
2210800 EDWARD ERNEST PRENTICE
2726581 CIDNEY PRESENT
5433332 PURVIS GERARD PRESHA
4477149 PAUL JOSEPH PRESTIA
730629 ABIGAIL MARSH PRESTON
1742510 ANDREW JAMES PRESTON
2680193 SUZANNE RENEE PREUSS
4735115 JEREMY D PRICE
3130830 MARY MARIE PRICE
1707468 MILES FREDERICK PRICE
6824343 MICHAEL Lee PRIKOPA
1001021 RALPH G PRIMO, JR
4072717 GERMAINE PAULINE PRINGLE
6408545 ANDREW MICHAEL PRITCHARD
3059581 BENJAMIN JOHN PRITCHETT
1582513 E JAMES PRITCHETT
6774871 JEREMY KEITH PRITCHETT
4831758 KRISTEN LEE PROCTOR
2603654 GREGORY STEPHEN PROFETA
5967567 MARK STEVEN PROKAY
1472658 JOHN EDWARD PROKOP
4016402 ANDREW SEAFUS PROPHET
2488729 ARA PROUDIAN
857060 STEPHEN EARL PROUT
6055919 EDWARD DANIEL PRUDENCIO
4405629 JENNIFER COCHRANE PRUSSACK
1270748 GREGORY DAVID PRYCE
2499042 DANIEL TIMOTHY PSZANKA
3204237 FRANCESCO PUCCIO
2416853 SALVATORE PUCCIO
3168652 RICHARD LYNN PUGH
4702369 GILBERT BIRDINGROUND PUGLIANO
3154417 KENNETH JOSEPH PUJDAK
2358356 VINCENT JOSEPH PUMA
2419535 MARIA DUARTE PUMARIEGA
4202236 QUAY ALLISON PUND
6375900 FRANCIS ANTHONY JASON PUNSALAN
4298711 TERRENCE RAYMOND PURICELLI
4439199 SERGEY PUSTELNIK
2932525 BRIAN ONEIL PUTT
4287089 ERIC JASON PYDYNOWSKI
5365194 Stanley Calvin Pigue
2155873 Eric P. Poague