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Individuals Barred by FINRA - R

The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts; thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts.

This list includes individuals who were barred by FINRA as of May 31, 2019. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. FINRA updates this list once a month. For more complete information, please consult BrokerCheck. Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report

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CRD Individual Name
2214667 DEAN ALLEN RABER
5676676 DOUGLAS A RABESS
3100801 ALEX RABINOVICH
823547 JEFFREY RACHLIN
1601853 ROBERT MARK RACUSEN
1301562 KEVIN EDWARD RADDE
4616939 ERIC RICHARD RADEZ
825664 RICHARD WILLIAM RADEZ
2461173 ANTHONY JOE RADICONE
2610246 NICHOLAS RANDOLPH RADKE, JR
5487484 TONY RADOS
1045883 RONALD PAUL RAFALOFF
4064280 RICHARD BYRON RAFF
4148207 JABARI WILFRED RAGAS
5937180 SRINIVASAN RAGHAVAN
3212003 JOSEPH EUGENE RAHM
5505788 BOJLUR RAHMAN
1841337 FIDA FRANK RAHMAN
1365986 EUGENE FRANCIS RAIA
370247 ANTHONY JOSEPH RAIMONDI
2555534 JOHN ELLIOTT RAINES, JR
4578689 JERRY DAVIS RAINES
6102598 SAMANTHA RAESHAWN RAINES
5037769 KELLYE ALLEN RAINEY
6485971 JENNIFER RAINWATER
4364749 MATTHEW MARK RAIRIGH
5968494 KAMIL Z RAK
1301072 MICHAEL BRUCE RALBY
3157306 ALETHEA OUTING RAMEY
1519748 JOSE GABRIEL RAMIREZ, JR
5657264 JOSE E. RAMIREZ
5599833 LEONEL RAMIREZ
5423571 KARLOS RAMOS
2599771 ANDRE JOHN RAMPULLA
5229380 JAMIE BRIANNE RAMSEY GOODWIN
2583105 ALVIN CHARLES RAMSEY
2425208 GARY ALLEN RANDA
1269317 JONATHAN CHARLES RANEY
1398815 GARY LYNN RANFELD
2699789 JOHN FRANCIS RANHOFER
6373634 EBONY C RANSON
6667319 QIANQI RAO
6302949 LINDA A RAPP
4799159 MICHAEL JOHN RAPPA
4900969 JAMES MICHAEL RAPUANO, JR
4369972 CHRISTOPHER JOHN RASCIONATO
1560976 DAVID WAYNE RASH
6421984 SALMAN RASHEED
3039015 MOHSIN RASHID
5945495 MIKHAIL M RASNER
4681887 PATRICK JOSEPH RASP
2106648 TIMOTHY ANGELO RASSIAS
1084721 GARY LEE RATHBUN
1757408 WAYNE WENDELL RATLIFF, III
5815860 CARLOS RATLIFF
1557459 LARRY GENE RAU
2794180 NEAL FREDERICK RAU
3102961 GLEN JOSEPH RAUCH
2958251 RHONDA LUKE RAUCH
1465225 DOUGLAS ALAN RAUH
1587767 JOHN DEENE RAUSCH
4921150 UDAY M RAVAL
2767673 MARC MITCHELL RAVENSCROFT
1904019 ALLEN DOUGLAS RAY, JR
2533515 DANIEL PETER RAY
4676237 GREG RAY
3039388 KRITTIBAS RAY
5394906 SHAURJA RAY
6103871 RYAN LINCOLN RAYFORD
2757002 RITA NELL RAYMER
3241514 DARRELL SHELDON RAYMOND
3135377 HEATHER ANNE RAYMOND
1574917 ROYCE JOSEPH RAYMOND
5964508 DERRICK ANDREW REA
859951 EDWIN EVERETT REARDON, JR
2350963 MICHAEL DENNIS REARDON
2262658 ANTHONY GENE RECCK
2703877 THOMAS GERALD RECCK
1633228 CARLOS RECONCO
2236814 GARY JOSEPH REDDING
4455900 MICHAEL JAMES REDMON
4116004 THOMAS HEFLIN REDMOND, JR.
5350720 ANGELA DIONNE REED
4780403 ANTHONY ANTWON REED
3134115 CHRISTOPHER ROBERT REED
2930427 TIMOTHY JOHN REED
2617096 TINA LYNN REED
4434608 DANIEL BRIAN REESE
372836 ALFRED PIERREPONT REEVES, III
2821364 HENRY PAUL REGAN, JR
1187182 PHILIP LEIGHTON REGANO
868184 DAVID ALLEN REGIS
6222224 RACHAEL N REGISTER
1002285 ALLEN HUGO REICHMAN
2407747 ANDREW VINCENT REID
4620232 BRIAN BROCK REID
2197427 JAMES FRANCIS REID
5824399 JASON LEE REID
4073295 YI FENG REID
4153740 JOSHUA MARC REIFER
1523041 GEORGE ERNEST REILLY
3259364 SHAWN PATRICK REILLY
4295645 DENNIS A REIMAN
5652524 BARBARA E REIN
2224876 CLARK ALEXANDER REINHARD
2468084 WALTER RAY REINHARDT
2320935 GREG ALAN REINHOLD
2193464 ASTRID SYLVIA REINIS
4684384 MICHAEL DAVID REIS
1275258 JAMES DAVID REISINGER
4346009 MATTHEW DONALD REITZ
6380738 PARIS MARQUIS REMBERT
2557149 PAUL EDISON RENFROE, JR
6039707 THOMAS JAMES RENISON
4411788 DAVID ANDREW RENN
2437597 CHARLES EDWIN RENNER, JR
2149318 GREGG THOMAS RENNIE
2128187 CHRISTOPHER MICHAEL RENO
1010844 JOHN MICHAEL REPINE
4006304 MICHAEL JAMES RESCINITI
4190629 JENNIFER MARIE RESIL
1267872 MICHAEL JULIUS RESNICK
1138179 FRANK BLAISE ANTHONY RESTIFO, JR
3008679 IGNACIO LEON RESTREPO, JR
1221587 DANIEL GREGORY RETZKE
5114326 CHAD A REVELLE
2496718 ELIZABETH VIRGINIA REVELLE
4815334 CLAUDIA REYES
4024452 GERARDO ENRIQUE REYES
2399736 IVAN REYES
5544722 THERESA I REYES
6283762 ROYAL VANCE KEITH CHARLES REYNOLDS, III
4685302 DAVID Lee REYNOLDS
5384684 JUSTIN DAVID REYNOLDS
4721573 MICHAEL B REYNOLDS
870159 ROBERT ARNOLD REYNOLDS
1750736 ROBERT RUSH REYNOLDS
2716545 RYAN MARK REYNOLDS
2964890 PETER RHEE
2327718 JACK LEE RHOADES
3265781 STEPHEN MICHAEL RHOADS, SR
4360898 KRIS BRADFORD RHODEN
1692302 JAMES RHODES, JR
2690462 BRUCE WILLIAM RHODES
1925012 DALEAN A RIALS
3024229 FRANCIS ANGELO RICAFORT
3202131 DAVID ALEXANDER RICCA
2793626 ELIO LUCIANO RICCIARDI, JR
2429664 ALICE MAY RICE
3019174 BRIAN TIMOTHY RICE
4203426 JERRY JASON RICE
2542344 KENNETH PHELPS RICE
3245321 KIMBERLY CHARISSE RICE
2255148 WILLIAM ERIC RICE
2005846 BRUCE ELLIOT RICH
4701566 JOHN F RICHARD, JR.
4051402 BLAKE BANCROFT RICHARDS
4195178 STEPHEN N. RICHARDS
3177611 BARTON LEE RICHARDSON
3147602 CHRIS MICHAEL RICHARDSON
2926034 GUY EUGENE RICHARDSON
736249 JEFFREY ALLEN RICHARDSON
2467462 JASON READ RICHMOND
2895009 SCOTT PAUL RICHMOND
3240261 STEPHEN CRAIG RICHMOND
1457028 JOSEPH RICUPERO
5211032 DARRELL WALTER RIDEAUX
2662867 STEPHEN ELDRIDGE RIDGELY, II
833344 ERIC RIEDMAN
3244234 KRISTEN MARIE RIEGLE
1976394 CHARLES DUKE RIEHLE
1123198 TERRENCE PAUL RIELY
846279 C WALTER RIES
2571508 EUGENE ARTHUR RIGGIO
714478 JOSEPH GERARD RILEY
4423147 PETER MICHAEL RILEY
4197633 ROSELYN L RILEY
2309959 TERRY LEE RINGER
6040836 SAMUEL RIOJAS
2609419 JAMES ROBERT RIOLO
5494046 BRIAN IVAN RIOS
5340021 JUAN RIOS
4175638 JUANITA RIOS
5322214 ALEXANDER RIOSDORIA
2786045 SERGIO M RIPAMONTI
6059694 MICHAEL JASON RIPPER
5060850 JOHN CHRISTOPHER RIQUEROS
6148229 JEFFERY BRUCE RISINGER
4427835 MICHELLE MARIE RISPOLE
4900826 PATSY LYNNE RITCHEY
3206373 WAYNE ALLEN RITENOUR, JR
2826609 LOUIS ENRIGVE RIVADENEIRA
2001799 VICTOR MANUEL RIVERA, JR
4047245 KENNETH NONE RIVERA, NONE
5514922 ALEC J RIVERA
1656738 ALEXIS JOSE RIVERA
5079860 CARLOS DANIEL RIVERA
4916520 GUADALUPE RIVERA
6107604 MOISES DAVID RIVERA-CASTILLO
2807003 GERMAN FRANCISCO RIVERO-ZERPA
5149961 MORISSA F RIVO
4216139 MARK ANTHONY RIZZI
4482798 RENNIE M ROACH
4746894 ANTHONY DEAN ROBBINS
1347434 LAWRENCE RANDOLPH ROBERSON
4394273 NORRIS RICHARD ROBERTS, JR
4285524 AIMEE LYNN ROBERTS
6414549 ANTENEH A ROBERTS
1139510 JEFFREY DIRK ROBERTS
5350230 JON TADD ROBERTS
4174065 TONYA ANDREA ROBERTS
1745199 WILBERT KNEELAND ROBERTS
1026646 GEORGE MACKLEY ROBERTSON
4021430 TONI LEYNETT ROBERTSON
5514480 RANDALL EDGAR ROBINSON, II
1579422 JAMES JAY ROBINSON, JR
5925998 ASHLEY LYNN ROBINSON
5335918 DUANE MATTHEW ROBINSON
4422379 JUSTIN ROBERT ROBINSON
2110219 KENNETH M ROBINSON
1886846 KENNETH WAYNE ROBINSON
4953417 LOYDE K ROBINSON
2925057 PAUL I ROBINSON
4390612 WILLEIDEAN ROBINSON
2609403 BRIAN SCOTT ROBISON
4663951 JAMES WHITFIELD ROBISON
2214766 RODNEY JOSEPH ROBITO
5209424 CRISTIE LYNN ROBLES
2456030 JAMES EVERETT ROBSON, JR
4078255 DRUMOND RICARDO ROBY
1266236 BRUCE ROCASALVO
1347619 JOHN JOSEPH ROCCO, JR
6443924 CODY MICHAEL ROCK
2005652 WARREN MARC ROCKMACHER
2201493 JONATHAN JAY ROCKWOOD
1422173 JORDAN CHARLES RODDEN
4873522 DANIEL LEE RODGER
2694136 KENNETH HAROLD RODGERS
4807493 KIMBERLY BARKER RODGERS
501208 RICHARD PAUL RODGERS
1079010 ANTHONY MICHAEL RODMAN
2504369 WILFRED RODRIGUEZ, JR
4299928 ADAM R RODRIGUEZ
5648703 ALFRED RODRIGUEZ
4278690 ALFRED V RODRIGUEZ
4363000 CARLOS ANTONIO RODRIGUEZ
4870499 CASEY THOMAS RODRIGUEZ
4451732 CESAR OMAR RODRIGUEZ
2933870 CLAUS HELARD RODRIGUEZ
2784002 FRANCISCO RODRIGUEZ
2834408 ILEANA RODRIGUEZ
5128530 JAIME R RODRIGUEZ
2575785 JESSE ANTHONY RODRIGUEZ
4695465 JOHN RODRIGUEZ
2681737 KARL HENRY RODRIGUEZ
5457876 KEVIN RODRIGUEZ
2274727 MARIO RODRIGUEZ
5633905 NAHUEL S RODRIGUEZ
4859811 OMAR RODRIGUEZ
1947350 PATRICIA RODRIGUEZ
2383183 ROBERT RODRIGUEZ
5531462 ROBERTO ETIEL RODRIGUEZ
6237290 ROBINSON RODRIGUEZ
5856661 ROSA JULIA RODRIGUEZ
4676168 RICARDO RODRIGUEZ-STERN
5771982 WILLIAM EDWARD ROE
2126129 MARYANN GEHRINGER ROEGLIN
2455080 KARL EDMUND ROESLER, JR
1051594 JOSEPH SYLVESTER ROGALA
4637131 VICTOR RENE ROGERS, II
4938028 ANTOINE ROGERS, III
4804364 AMIE THERESA ROGERS
4219250 JASON ANTHONY ROGERS
4523445 KEITH ADAM ROGERS
4987615 KEITH MICHAEL ROGERS
4301120 MICHAEL CHRISTIAN ROGERS
708558 MICHAEL JAMES ROGERS
2491408 THOMAS ROCKLAND ROGINSON
858539 THOMAS MICHAEL ROHRER
4799671 ANDRES ENRIQUE ROJAS
5558557 NIELS F ROJAS
5392308 MICHAEL J ROLAND
3233185 MARIA D ROLDAN
5775202 WILLIAM ROLDAN
2847856 PAUL WILLIAM ROLES
5508431 JOHN ROM
4703018 ANDRE RYAN ROMAN
4846101 JAMES M ROMAN
2590681 CHRISTOPHER GEORGE ROMANI
2357611 MICHAEL NICHOLAS ROMANO
3097147 JOHN CHRISTOPHER ROMANOFF
2082803 TODD MICHAEL ROME
5957692 MICHAEL OKECHI ROMEO
2311741 ERNEST JULIUS ROMER, III
5253966 DANIEL ROMERO
5382285 JAMAL ROMERO
1904325 DAVID MICHAEL RONDEAU
4952541 AARON TALAMAYAN RONQUILLO
2187994 MICHAEL ANTOINE ROOMS
1857754 JAMES EDWARD ROONEY, JR
2511607 JOHN RYAN ROONEY
2357525 PATRICK WALLACE ROONEY
3116405 BERNARDITA CORTEZ ROQUE
1106083 PIERRE SAMUEL ROSA
5159207 MIGUEL A ROSAS
1085831 LINDA MARY ROSATO
1424164 MANUEL ROSE, III
4564497 NOEL ANDREW ROSE
4466642 RAHMAN ROSE
404216 JEROME EDWARD ROSEN
1643922 RICHARD LEWIS ROSEN
3004374 THOMAS MARTIN ROSEN
2165342 DAVID MICHAEL ROSENBERG
1330416 OWEN BRIAN ROSENBLUM
2252495 ALLAN BRUCE ROSENTHAL
4570408 DAVID PETER ROSKOPF
2796527 RONALD SHERMAN ROSS, JR
3130376 HUGH ALEXANDER ROSS, SR
2427058 SCOTT ROSS
2399201 SCOTT HOWARD ROSS
2488445 WILLIAM MAURICE ROSS
2549502 VINCENT PAUL ROSSETTI, JR
2614030 FRANK ROCCO ROSSI
2001232 PHILIP DONATO ROSSI
2333282 THOMAS MICHAEL ROSSI
2749209 DENISE MARIE ROTH
1418538 DENNIS ROY ROTH
2528055 CRAIG ADAM ROTHFELD
405741 THEODORE GERALD ROTHMAN
1187031 ANDREW CALVIN ROTHSTEIN
1155938 KENNETH ROBERT ROTT
2246466 DONALD EDWARD ROUGHAN
1192329 GLEN LEE ROUNDY
5119964 KALINA R ROUSSEVA
1341098 JAMES JOSEPH ROVEZZI
2310978 KYLE BROWNING ROWE
2449043 CHRISTOPHER WILLIAM ROWLAND
4526235 SHANNON MARIE ROWLAND
1662012 KENNETH ROBERT ROWLETT
2457098 ROBERT ALAN ROXAS
5339904 ENRIQUE ROY
4118410 MARIE DARLENE ROY
4766877 BRIAN LAMONT ROYSTER
5366210 MICHAEL ROZENBAUM
2027455 DAVID MICHAEL ROZZANO
5827653 WILLIAM RUAN
4961291 LORRAINE MIGLIONSI RUBEL
2919082 JEFFREY BRETT RUBIN
2847543 KENNETH SCOTT RUBIN
4869755 MATTHEW DAVID RUBIN
4181045 STEVEN H RUBIN
5327284 NICHOLAS MICHAEL RUBINO
1854133 JOSE SALVADOR RUBIO
2976182 ANDREW MARK RUBY
3103556 GARY PHILIP RUCHWARGER
2495886 BARTON SASSON RUCKER
2683330 SONJA RUDD
1323511 ROBERT CRAIG RUDDER
6379420 BRANDON CARL RUDOLPH
3011030 DOMENIC CARLO RUGGIERO
2119642 TIMOTHY BURKE RUGGIERO
2551366 GARY DENNIS RUIZ
1313251 JAMES WALTER RULISON
3067639 MEAGHAN MARY RUMSEY
3271663 DAVID RUOZZI
1454967 CRAIG CLIFFORD RUSCHMEYER
4993986 DALE CHRISTIAN RUSSELL, SR
1464018 RICHARD DAVID RUSSELL, SR
1993366 ALONZO RUSSELL
1185202 PHILIP WAYNE RUSSELL
2352819 REDONDA LAWRENCE RUSSELL
4081056 SHAWN ELLIOT RUSSELL
2802013 ANTHONY GERARD RUSSO
2795358 THOMAS ANTHONY RUSSO
3256546 DAVID KEITH RUST
2187594 BARBARA B RUSTICI
5093489 COLBY YOUNGER RUTH
4800205 KIMBERLY SUE RUTHERFORD
1496393 DAVID LLOYD RUTKOSKE
1898966 CHRIS HUGH RUTLAND
2516469 GLYNN DAVIS RYAN, JR
1109643 JOHN JOSEPH RYAN
408305 SCOTT WILLIAM RYAN
1245453 TIMOTHY JOHN RYAN
2571686 CHRISTINE MARY RYERSON
5652847 DANIL RYMAR
6701857 Zachary Rawson
5143728 John Emmett Regan
1375468 David S Rodgers