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Individuals Barred by FINRA - T

The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts; thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts.

This list includes individuals who were barred by FINRA as of May 31, 2019. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. FINRA updates this list once a month. For more complete information, please consult BrokerCheck. Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report

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CRD Individual Name
2239885 JOHN ANTHONY TABACCO, JR
1892751 EVAN TABER
4689196 HEIDI TABET-GOKE
2601208 RICHARD DANIEL TABIZON, II
2033981 PAUL ERIC TABOADA
4773787 CRAIG SCOTT TADDONIO1
3258193 NIMA TAHERIAN
6368916 JORDAN ROBERT TAIT
3146053 ALI ABBAS HASSAN TAJ
2479382 RICHARD ANTHONY TAKACS
3177647 SCOTT FREDERICK TAKACS
1695719 IKE JOSEPH TALBOT
1088427 MELBA REYES TALBOT
3162710 SAMUEL LACKLAND TALBOT
4178504 ALFRED TALENS, JR
3121059 MICHAEL JEFFREY TALIN
4969783 MARK RAYMOND TALLEY
442208 RICHARD WILLIAM TALLEY
5668108 DANIEL KUNIHIKO TAMAKI
2629714 THEODORE THOMPSON TAMBKE
1896150 JOHN RICHARD TAMBURRINO
5977689 MARIA NANCY TAMBURRO
5977689 MARIA NANCY TAMBURRO
6293132 YUVRAJ TANEJA
2429591 KIP HARUKI TANI
2400898 ANTHONY MICHAEL TANICO
6069027 SUSAN JOAN TANJUAQUIO
2293382 MICHAEL DAVID TANNEN
2061890 THOMAS JEFF TANNER, JR
1142274 ELISE CLYDEAN TANNER
2157829 LADD W TANNER
2317768 PLASE MICHAEL TANSIL
2339705 SHAKEEL AHMAD TANVEER
2778080 KHURRAM TANWIR
3260224 JAMES TAO
1047359 JAN MIGUEL TAPIA
6004858 VICTOR TARKANG
4834875 ANAIDA TASHCHYAN
1700482 TODD RUSSELL TASKEY
1613125 ALAN RAY TATGENHORST
4358671 JOHN E TATMAN, JR
808176 WILLIAM LEWIS TATRO
2761936 JEFFREY SCOTT TATUM
2465430 MARC JASON TAUBIN
4263416 MARIATERESA TAUSSI
2263634 JACK IBRAHIM TAWASHA
1282948 ALAN RONALD TAYLOR
2263468 ANTHONY TAYLOR
5592832 CHRISTOPHER ALAN TAYLOR
3251069 CHRISTOPHER GEORGE TAYLOR
4397111 CORY WARD TAYLOR
6099126 CYNTHIA IRENE TAYLOR
3235144 DAVID WARREN TAYLOR
3053628 JANE LINDA TAYLOR
5519277 KRYSTAL KAY TAYLOR
4077014 MARK ELLIOTT TAYLOR
2263196 MARYLAN KATHERINE TAYLOR
3114597 MICHAEL THOMAS TAYLOR
3123627 PHUONG BINH TAYLOR
1558263 RICHARD SCOTT TAYLOR
3049378 STEPHEN WESLEY TAYLOR
2456326 TERRY SHANE TAYLOR
1429146 WALTER JOHN TAYLOR
4672692 DMITRI EDWARD TCHATCHANACHVILI
5048491 CHARITA N TEASLEY
2670648 KEVIN LEVANT TEASLEY
1766714 DANIEL MARCELO TECHERA
4719435 MICHAEL JOHN TECKLENBURG
4491864 GALINA TEDEEVA
2768285 JEFFREY JAMES TEGETHOFF
6042878 DIVANNA ROCIO TEJEDA
4388070 EDUARDO M. TEJEDA
6482044 ABEL GAIM TEKLAI
2231397 JOSEPH TEMKIN
2412775 GREGG D TEMPLETON
2440316 LARRY JOE TEMPLIN
5701431 CHRISTOPHER MICHAEL TENAGLIA
2323481 RONALD DALE TENISON
3055872 SEAN PATRICK TENNEY
1561988 BRADLEY JOSEPH TENNISON
1131332 MICHAEL PETER TEPEDINO
2460241 ALBERT ANTHONY TERC
4717215 BRYAN CHRISTOPHER TERRA
5604246 GARTH TERRELONGE
1695161 DON EDWARD TERRY
5478300 KRISTIN LEA TESTER
3152190 DAVID T THALHEIM
4452543 MICHAEL STEVEN THANNERT
2236697 JONATHAN TODD THAU
4123272 RICHARD ADAM THAYER
4555532 DUANE KEITH THELEN
2886714 ROBERT KELLY THEMM
5466328 JEREMY MICHAEL THIELE
2070738 THOMAS MICHAEL THOMAS, II
2179751 RALPH EDWARD THOMAS, JR
1316283 WILLIAM DAVID THOMAS, JR
5523675 AARON MICHAEL THOMAS
6118041 ANDREW STEVEN THOMAS
5102381 ANGELA MONIQUE THOMAS
1048411 BYRON ALAN THOMAS
3152007 CHRISTOPHER LYNN THOMAS
3056096 DANNY MORRIS THOMAS
2182450 HOPE RENEE THOMAS
1676876 JAMES RICHARD THOMAS
2744143 JEFFREY STEVEN THOMAS
2064972 JOHN ANTHONY THOMAS
5539984 KITWANA NKOSI THOMAS
1777286 LAWRENCE MARSHALL THOMAS
4650133 MALCOLM THOMAS
2339736 MARK ALLEN THOMAS
2368025 MARK KEVIN THOMAS
4410492 MELISSA JANE THOMAS
4776691 MELONIE P THOMAS
1668667 PATRICK ALLEN THOMAS
5046829 RASHIMA THOMAS
6206369 RAYMOND LOUIS THOMAS
5041441 REAVOUS THOMAS
3236045 STEPHEN NICHOLAS THOMAS
4034942 TONY LAMONT THOMAS
6092608 TRELICIA THOMAS
2808748 DONNA MICHELLE THOMASGARDNER
1715980 GERALD LEE THOMASON
4433725 TRACI ANN THOMASON
4728845 MICHAEL ALFRED THOME
2233456 ERIC SCOTT THOMES
5347762 CROSBY MORROW THOMLEY
2468678 LAVERNE RAYMOND THOMPSON, JR
445556 ANTHONY WARREN THOMPSON
5705303 CASEY TYLER THOMPSON
5619425 DANIEL L THOMPSON
2785279 DENNIS RAY THOMPSON
4217116 EMILY MICHELLE THOMPSON
1590825 GERARD ROBERT THOMPSON
2308494 HARLEY ALYN THOMPSON
1637595 JOHN WESLEY THOMPSON
6206426 JOVAN SAMUEL THOMPSON
1759914 KENNETH ALLEN THOMPSON
4849447 RASCHID THOMPSON
3209494 RAY ALEXANDER THOMPSON
4574718 WAYNE DANIEL THOMPSON
1065161 CLYDE MARSHALL THORNBURG
2097878 JOHN THOMAS THORNES
6086190 JUSTIN DAVID THORNLEY
2745965 THOMAS HARRIS THORP
6366464 CHRISTOPHER ROBERT THREET
4590916 WILLIAM CLARENCE THROWER
5059250 ROBERT COTTON THURMOND
1390607 JOHN CHARLES TIBBS
4310006 JOSEPH P TIEDEKEN, JR.
1010579 THOMAS MICHAEL TIERNAN, JR
5095130 CHRISTOPHER JOHN TIERNAN
1013144 JED EDWARD TINDER
3221630 FRANCISCO JAVIER TINEO
6332903 VLADIMIR TINGUE
2941445 LOUIS ANTHONY TINOCO, JR
5139757 SEAN RUSSELL TINSLEY
4855119 DONALD JOSEPH TINTLE
2817173 JEREMY GERALD TINTLE
4641219 MARIA-YSABELLE MARINAS TIONGSON
3271659 JEFFREY EUGENE TIPTON
4897119 DANIEL TIRADO
2588638 DIMOS SPIROS TIROVOLAS
3215150 JOHN VALENTINO TITO
706561 MICHAEL NEAL TITUS
1995398 TEEKACHAND RICHARD TIWARI
2249386 JACQUES TIZABI
6062355 MARCIE LYNICE TMARCIETHOMPSON
6493020 DANG HUNG TO
2420962 ELIZABETH ANN TOBIAS
5335758 NANCY TODD
4678713 ANGELINA OZLEM TODURGE
5109478 ERICA LATISHIA TOLBERT
1689814 MAXIMILIANO MIGUEL TOLEDO, II
4418973 JUAN R TOLEDO
4164833 MOISES TOLEDO
2435288 SCHYLER PARSONS TOLLMANN
4648724 CHRISTOPHER THOMAS TOLMACS
4006221 MARGOT RAE TOMASELLA
2260987 LOUIS TOMASELLO, III
1220199 CHRISTOPHER MICHAEL TOMASULO
2416724 SCOTT HITOSHI TOMINAGA
6287287 MYLINH NU TON
2617246 DANA DEWITT TONEY
5787621 SHEENA ANNE TONEY
3029954 VISHRAM VICK TOOLSIE
2842723 DONALD SHELBY TOOMER
5731836 LANCE TOPOL
4188845 HANSEL CLAYTON TOPPIN
2624326 MICHAEL JOHN TORDONE
1160360 PETER ALFRED TORINO
4781844 HELEN GRACE ESTACIO TORRALBA
2808042 RICARDO MIGUEL TORRES, JR
2664774 ROGER ESTEBAN TORRES, JR
5631211 ALEJANDRO ARIEL TORRES
2736704 EDWIN JOHN TORRES
2244022 GUIDO ALBERTO TORRES
5565288 JAMES ALEXANDER TORRES
6322231 JOHN LUIS TORRES
2777878 JORGE LUIS TORRES
1477895 EILEEN MARIE TORRILLO
2518656 ARTHUR ANDREW TOTH, III
2565633 ATTILA GYULA TOTH
4429802 LEONARD TOTH
2320179 ROBERT FRANK TOTH
4667623 VICTORIA ANN TOTH
5423558 RICHARD TOTOY
1350178 DOUGLAS EUGENE TOTTEN, JR
1777676 JOHN KEVIN TOUPIN
2132990 STEPHEN JON TOUSSAINT
2233516 GAVIN JOHN TOWERS
700221 JOHN HOWARD TOWERS
1212315 ALLERTON TOWNE
3062394 TAJUDEEN TEEJAY TOYINOKE
5703493 ALEC MICHAEL TRACY
5463745 HEATHER KATHERINE TRACY
5032068 CHUNG D. TRAN
2657451 JACK HONG TRAN
5261787 JASON TRAN
6172848 JIMMY QUOC TRAN
6144486 NINA TRAN
6354647 QUYNH NGOC TRAN
3105373 QUYNH THI TRAN
4703139 TAM THANH TRAN
4239414 TUYEN QUANG TRAN
3232914 STEPHEN DON TRAVALE
1101129 JERRY LEE TRAVERS, JR
4767891 BRIAN MICHAEL TRAVERS
448950 DAVID THOMAS TRAVIS
6328708 EZECHIEL MCKOWAN TRAVIS
4368097 CHARLES DAVID TRAXEL
4417678 JULIE S. TRAYLOR
1104964 MICHAEL OWEN TRAYNOR
2925735 JOE DON TREECE
2604823 JORGE G TREJO
5482816 THERESA LEONE TREMBLAY
449157 NOBLE BRADFORD TRENHAM
1500863 ROBERT NEIL TRICARICO
5449441 LYNNE M TRICHE
2984407 NIKOLAS JOHN TRIES
3184470 CURTIS WILLIAM TRIGGS, JR
1303837 SAMUEL JOHN TRIGILLO
2457892 JOHN JOSEPH TRIGLIA
1380999 TIMOTHY DONALD TRIMMER
2257118 JOHN CHRISTOPHER TRIMMINGS
2916910 DAVE HUNG TRINH
2458464 HIEP THE TRINH
4177603 CHILANNIE PERALTA TRINIDAD
1498974 RICHARD JOSEPH TRIVILINO
5749976 NATHAN ROBERT TRODAHL
2592032 ANTHONY CHARLES TROIA
4260690 DANIEL J TROLARO
3241645 JONATHAN S TROMBETTA
6032858 DANIEL JAMES TROMELLO
2012754 MARY V TROPEANO
4761462 DOMINIC ANTHONY TROPIANO
6106856 KEVIN CHRISTOPHER TROST
2219763 DOUGLAS ALLEN TROSZAK
6241037 JONATHAN ANDREW TROTMAN
6622731 AARON ANTHONY TROTTER
3185073 JOHN ANDREW TROUT
2822291 BRIAN PATRICK TROY
2567737 BRUCE LYNN TROYER
5197550 DERRICK R TRUSSELL
4734063 MYRA TRYPATHI
5991559 ROBERT C TSAI
4083764 MEL TSAO
2136978 ANGELOS STEPHEN TSIGOUNIS
1550142 HITOMI TSUYUKI
5140378 VINH CHI TU
5306540 AURORA J TUCAY
1060717 JOSEPH WILLIAM TUCCIARONE
3075541 TYGE THOMAS TUCCILLO
1194084 TONY EDWARD TUCKER, JR
3101834 WILLIAM C TUCKER, JR
2369029 BRUCE ARTHUR TUCKER
4696985 DONNA JESSEE TUCKER
1725356 ROBERT DURANT TUCKER
1537054 ROBERT LAURENCE TUCKER
1727554 THAILIA CASON TUCKER
2842516 MARK ANDREW TUDOR
450232 DAVID ALBERT TUFTS, JR
1132883 DANIEL VICTOR TUMMINIA
2892670 GARY STEVEN TUNNICLIFFE
1658385 JOSEPH JOHN TURANO
1721014 ANTONY LEE TURBEVILLE
1771342 LAURIE MARIE TURCHETTI
5091666 BURIM TURKAJ
2928710 PATRICK AVENT TURLINGTON
2604387 MALCOLM ALPHONSO TURNER, II
3252999 BOBBY R TURNER, JR
6054155 ADELA NOELLE TURNER
2954719 BRADLEY PAYTON TURNER
5107497 LEON ANDRE TURNER
5913308 MAKIASA DONYELL TURNER
2272669 MICHAEL ROSS TURNER
2735639 RONALD JAMES TURNER
4639366 SHANE MICHAEL TURNER
1385745 TRACY RAE TURNER
4923853 VALINDA KAY TURNER
5965386 WINSTON WADE TURNER
4510219 JOSHUA WILLIAM TURNEY
1063249 ROBERT TURPIN
1347367 JOHN EDWARD TURRELL, II
1208731 LEE DOUGLAS TUSBERG
5131117 MALLESWARA RAO TUTHIKA
4056379 DALE DAVID TWARDOWSKI
1246659 ELEANOR POULSEN TWEED
4737319 LIZABETH GOTUACO TY
2112327 KEITH PHILIP TYNAN
3156096 CHRISTOPHER JOHN TYNDALL
2457452 KENNETH STEWART TYRRELL
6057651 PATRICIA ANN TYSON
2347811 PETER TZAMALAS
1444656 ANDREW TZANIDES
6633354 Bethany Chanel Thompson
6713165 Brian Alexander Torres

1. This matter has been appealed to the SEC. The findings and sanctions imposed are subject to review and modification by the SEC. The bar remains in effect pending the outcome of the appeal.