Skip to main content
Welcome to the new FINRA.org. Learn more about our updates.
Create your own user feedback survey

Individuals Barred by FINRA - W

The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts; thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts.

This list includes individuals who were barred by FINRA as of May 31, 2019. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. FINRA updates this list once a month. For more complete information, please consult BrokerCheck. Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report

A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z 

CRD Individual Name
1667489 BRIAN MARK WACIK
4486552 JOHN DOUGLAS WADE
1642488 JON MARTEE WADE
2378256 KENNETH MICHAEL WADE
4154657 ROBERT WILLIAM WADE
4947224 WILLIAM CHRISTOPHER WADE
2342163 JACKIE DIVONO WADSWORTH
1583652 KENNETH WILLIAM WAGNER
4118105 ROBERT LEE WAGNER
4310867 JOHN THOMAS WAGTOWICZ
4165870 JOSEPH STEPHEN WAIDE
870265 WILLIAM EDWARD WAINESS
1305643 TRAVIS DONALD WAKELEY
5371494 DEON M WALCOTT
4222466 HANSPETER ALBERT WALDER
4476389 CLAYTON RICHARD WALDIE
2995364 JOHN ALLAN WALDOCK, JR
1317007 DENNIS DALE WALDREP
5680430 DIANA C WALDREP
1962937 WILLIAM EDWARD WALENDA, JR
2823447 HENRY EVERETTE WALKER, JR
3147541 ANNE KATHERINE WALKER
3244007 ANSON BRIAN WALKER
6486547 CASEY WAYNE WALKER
5427440 CRAIG EUGENE WALKER
4377793 GREGORY B. WALKER
4949733 JACQUELINE ELAINE WALKER
2210194 JOEANN MITCHELL WALKER
4094767 KAI RICHARDSON WALKER
2781015 KIMBERLEE THERESA WALKER
5140026 MATTHEW KALEIMOMI WALKER
1627706 RICK CHARLES WALKER
2601447 STANLEY WALKER
725588 STEPHEN WAYNE WALKER
1823041 SUSAN ELIZABETH WALKER
5493469 TODD MITCHELL WALKER
1771777 WILLIAM JAMES WALKER
4839255 CHERYL LYNN WALLACE
1858598 DANA WALLACE
6124796 LEE W WALLER
2265946 STEPHEN ROBERT WALLING
4362815 JACOB MALACHI WALLS
2833527 JOSEPH DAVID WALLWORK
4175278 GREGORY BENTON WALSH
1993952 JOHN PATRICK WALSH
2736044 JEAN ANN WALSHJOSEPHSON
2699991 BYRON RAY WALSTON
1227710 ROGER JOHN WALSTRA
851987 MERLE GENE WALTER
1674530 MICHAEL LAWRENCE WALTERS
2959663 SEAN MICHAEL WALTERS
1777491 TERRY PHILLIP WALTERS
4677665 DASHERRA JANELL WALTON
2964921 TYLER ANDERS WALTSAK
4923452 DAWEI WANG
2253377 WEISHENG WANG
6572215 XIN WANG
1402627 KEVIN DONALD WANNER
6057228 JAMES CHRISTOPHER WARD
2785440 KEATH ALLEN WARD
6130814 LESLIE M WARD
2600718 TIMOTHY RUBEN WARD
800300 KAREN TAXACHER WARDLAW
5775598 MICHAEL S WARNER
1870121 JEFFREY SCOTT WARREN
5429797 PAMELA DIANE WARREN
2691785 GREGORY BEAUCHAMP WASHINGTON, II
3110476 DORIS PAYNE WASHINGTON
5340780 KAREEM ISADORE WASHINGTON
2228845 LARRY WASHINGTON
4906195 ERNEST JAMES WASLKOWSKI
2172075 PAUL GABRIEL WASSERMAN
800403 JOHN WASZOLEK
1198848 ARNETT LANSE WATERS
2162078 BARBARA JEAN WATERS
5511601 DANIEL L WATERS
4956211 JANET LEE WATERS
4414180 SEAN J. WATERS
2242396 JASON CONRAD WATKINS
2700411 EDWARD ALLEN WATSON
849531 FREDRICKA D WATSON
4878322 GEORGE ALEXANDER WATSON
1326969 HENRY AL DEAN WATSON
6110811 STEVEN MICHAEL WATSON
1001336 JOSEPH ANTHONY WATTERS
1102629 BENJAMIN THEODORE WATTS
2277486 GARY CHARLES WAYE, II
2505931 BRAD ALLAN WEAVER
2590623 CLIFFORD LEE WEAVER
3037710 DEREK LANE WEAVER
5755974 JEFFREY WAYNE WEAVER
2845934 KEVIN MARK WEAVER
2822460 HARALD ERWIN WEBER
2489411 JOSEPH ARNOLD WEBER
2617323 JUERGEN WEBER
4666584 CHARLES ROGER WEBSTER
6120098 MATTHEW D WEBSTER
4635661 JAMES DAVID WEDGE
2280967 DAVID MICHAEL WEEKS
5607624 JACK CLIFF WEEKS
2917853 TERRY LEE WEES
3060951 HANS STEFAN WEGESSER
501286 JACK RICHARD WEHMILLER
4293526 JEFFREY S WEICK
1967544 SCOTT MICHAEL WEIER
3202712 MICHAEL DEREK WEIHRAUCH
1705293 RICHARD WOLFE WEINBERG
860737 MARK DOUGLAS WEINDLING
2537809 ALAN DAVID WEINER, MR.
1648997 JOEL MARTIN WEINER
2214982 MICHAEL SCOTT WEINER
1573055 BRUCE MICHAEL WEINSTEIN
2054950 DONNA MARIE WEINSTEIN
1420618 HERBERT NEIL WEINSTEIN
2403141 JASON HOWARD WEINSTOCK
1503363 DON CLAIR WEIR, JR
1057982 ANDREW PAUL WEIS
1882341 MITCHELL AARON WEISBERG
1187453 HARVEY ALAN WEISENFELD
1511042 JAY R WEISER
832232 BARRY STEVEN WEISS
4315350 ADAM BRETT WEISSBERGER
2664118 SCOTT HOWARD WEISSMAN
5628247 RODNEY DEWAYNE WELCH
5311364 BENJAMIN KIRK WELDON
4603978 CASS LAMAR WELDON
2837015 JOHN C WELLING
4566014 LONNIE RAY WELLMAN
6219205 DAVID A WELLS
3252656 DAVID WESLEY WELLS
2454880 DEAN LLOYD WELSH
2853318 SANDRA MARIE WELSH
6020910 DAVID JEREMY WELTY
1930870 CHRISTOPHER TODD WENDEL
2392007 EDWARD JAMES WENDOL
3182678 TRACY NEAL WENGERT
1863795 JAMES CHARLES WENZL
2344269 LOUIS JOSEPH WEPY
828351 LARRY STEVEN WERBEL
1615495 HANK MARK WERNER
1285048 STEVEN VICTOR WERSHAY
1739218 GERALDINE ANN WERT
5321024 JUSTIN MATTHEW WESELOH
2511569 MARK NICHOLAS WESLEY
1033011 ALEXANDRIA PRIFTIS WEST
5445026 BENJAMIN FRANKLIN WEST
2647767 BLAIR ALEXANDER WEST
6236865 JUSTIN MARTIN WEST
4536840 KIRK JOHN WESTERMANN
2975365 JASON ROBERT WESTFORT
1897996 ROBERT TODD WESTON
2046085 ANTHONY MARTIN WESTONSMART
4769381 JOSEPH BRANDON WESTPHAL
1840063 KEITH ANDREW WETTELAND
5072345 TRAVIS ANTHONY WETZEL
1698221 RICHARD SCOTT WEZNER
4360310 COURTNEY LYNETTE WHALUM
1567220 VICTOR L WHANG
4843018 ROBERT BENJAMIN WHEELER
5786068 TIMOTHY MARTIN WHEELER
464828 MICHAEL HOWARD WHIMS
4638038 BEVERLY J WHITAKER
4669396 PAUL LEON WHITE, II
1243418 FRED LEANDER WHITE, JR
862895 MARVIN THOMAS WHITE, JR
5182566 ROCKIE LEE WHITE, JR
2346690 PATRICK JUSTIN WHITE, SR
5126711 BRIAN MICHAEL WHITE
2212634 DOYLE MARK WHITE
5051408 FIONA PATRICE WHITE
3109919 KAREAM HASSAN WHITE
5337573 SHANIQUA N WHITE
3074692 SHERMAN MARCEL WHITE
3191794 TIMOTHY EUGENE WHITE
4466570 ALBERT ALECXANDER WHITEHEAD, JR.
4941647 JAMES R. WHITEHEAD
2032031 WILLIAM ROBERT WHITEHURST
6053500 DAVID SCOTT WHITESEL
5034021 ROSS ALLEN WHITESELL
6048697 DAVID H. WHITING
6187362 DAVID JOHNSON WHITING
4854389 DEREK MICHAEL WHITLEY
1029728 RICHARD EUGENE WHITLEY
1195472 RICHARD GOODWIN WHITLEY
2855540 LINDA WHITMORE
2679982 ROD KIRSTAN WHITON
2739516 ERIC JOHN WHITTEMORE
2733252 ANTHONY RAHAMA WHITTER
3131319 COLIN ERIC WHITTLE
1509365 SCOTT EMIL WIARD
1900650 PETER DANIEL WICK, III
2552722 ROBERT DOUGLAS WICKARD
2732177 JEFFREY ARDEN WICKS
1913061 JOHN GEORGE WIDMER
1545912 DALE ANTHONY WIEGAND
4284982 GARY L WIGAND
706291 NORBERT LOUIS JAMES WIGGINS
4511424 PAUL ANTHONY WIGGINS
4783371 KATHRYN VENESS WILCHER
2787538 JASON JOSEPH WILDE
6002044 ALEX BETTS WILDERMUTH
4259612 KEILEN DIMONE WILEY
6624861 SARA WILHITE
4002576 TERRANCE JEROME WILKERSON
4449883 JOSPEH MICHAEL WILKINS
718506 STEPHEN MORRIS WILKINSON
4318913 JENNIFER SUSAN WILKOV
2701284 JAMES ARTHUR WILL
2839281 KIM JAMES WILLERS
4551080 KELLY ANN WILLEY
2419320 REINALDO WILLIAMS, JR
3046599 ALEXANDER M WILLIAMS
5835961 ALICE MARIE WILLIAMS
5622102 BRADLEY CURTIS WILLIAMS
5622102 BRADLEY CURTIS WILLIAMS
6270075 BRANDON M WILLIAMS
6289770 BRETT MICHAEL WILLIAMS
2091030 CHARLES ELLIS WILLIAMS
4767254 CHARLES LEE WILLIAMS
2957248 CORY DON WILLIAMS
4791829 DANIEL CURTIS WILLIAMS
4061303 DARLA LANETTE WILLIAMS
2184339 EDWARD EUGENE WILLIAMS
5356274 ELISE JOY WILLIAMS
1593557 JEFFREY WAYNE WILLIAMS
4069029 JONATHAN SPENCER WILLIAMS
2159172 KEVIN ANTONY WILLIAMS
4562127 MELISSA JEAN WILLIAMS
4845225 PAMELA STEPHENS WILLIAMS
4342271 SHERRY LEE WILLIAMS
3053845 STEPHEN JULIAN WILLIAMS
4299561 STEPHEN ROBERT WILLIAMS
3185644 STEVEN MICHAEL WILLIAMS
6036884 TERESA MARIA WILLIAMS
5910452 TEULE S WILLIAMS
2014719 TODD ALLYN WILLIAMS
3029694 TRENEA YVETTE WILLIAMS
1271046 TYE CALVIN WILLIAMS
4696346 TYRONE ASHLEY WILLIAMS
2753331 CHENYING LEE WILLIAMSON
5261181 REGINA MARIE WILLIAMSON
5551134 DASHON WILLIS
3175087 DAVID LEE WILLIS
2146730 JEFFERY SCOTT WILLIS
1750118 JOHN CARL WILLIS
6024427 RYAN WILLIS
5703572 TRICIA DENISE WILLIS
5059723 DAVID A WILLS
5531511 SKIPPER CAMERON WILMOT
5324507 DENISE L WILMS
2786354 JOHN CARL WILS
4160225 FRANK LENORD WILSON, JR
4495219 ROBERT CRAWFORD WILSON, JR
1748739 DELROY WILSON
4921047 HAROLD E WILSON
1460372 HUGH ANTHONY WILSON
4505945 JAMIE LYNNE WILSON
5334955 JOEL IRWING WILSON
728176 JOHN DALE SCOTT WILSON
2871004 MATTHEW BRYAN WILSON
4673980 NANCY A. WILSON
4513856 ROGER GLEN WILSON
5772055 RONALD WILSON
2235561 STEPHEN WHITE WILSON
4732950 STEVEN PATRICK WILSON
4785139 VANCE P WILSON
4536480 JOSHUA CAINE WIMBERLEY
1888431 MELVIN LEONARD WIMMER, JR
2741090 BRIAN SCOT WINCHESTER
1232800 MICHAEL BRUCE WINEGAR
1043710 MAICO ISAAC WINER
6178344 CHRISTOPHER WILLIAM WINGADER
1542674 DANIEL NOAH WINGER
2223820 STEPHEN EUGENE WINKELMAN, JR
1513199 THOMAS ANDREW WINNICKI, SR
4176077 CHARLES MYRICK WINSTEAD
2481571 NEIL COPELAND WINTERROWD
5501623 STEPHEN JOHN WIRSCH
2711742 CRAIG FRANK WISBISKI
5441607 JAMES CORDELL WISDOM, III
1266649 MARY ANN WISE
470488 STANLEY MERRILL WISE
3199948 STEVEN EDWARD WISECARVER
2397960 DAVID ARTHUR WISMER, III
2434942 BRIAN JOSEPH WISNIEWSKI
4486600 SHANNON BOLT WITHEM
6012093 MATTHEW EDWARD WITKOWSKI
707935 MARTINNETTE JESKE WITRICK
5946714 JUSTIN M WITT
2926506 ROBERT DANIEL WITT
4318458 MICHAEL SCOTT WITTENBERG
4278127 ALEX LANCE WITTENBURG
5006665 CHAD MICHAEL WITTER
2728779 HEIDI MARIKA WIVOLIN
5644384 JASON LARRY WIZE
2336465 ROBERT JAMES WODICKER
4461958 JASON SCOTT WOESSNER
1919849 PETER MORGAN WOKOUN
1261588 TIM LEE WOLF
2756607 WAYNE EDWARD WOLF
502361 LARRY CHARLES WOLFE
2595059 THEODORE JAMES WOLFER
2223962 ROBIN MICHELLE WOLFGRAM
1274323 FRANCESCA TSAPORA WOLFSOHN
5479607 JOHN FREDRICK WOLLE
4874232 ROBERT GARTH WOLLISTON
4593793 DICK P WOLLMAN
1044137 GAROLD DEAN WOLTZ
5906118 PAWYICA ANNA ADZO WONAME
1964731 EMILY SUN WONG
2596128 FAI W WONG
4298343 RYAN-LI JUCK TAN WONG
5251283 TERRY T WONG
4022781 BECKY WOO
5118784 JEFFREY WOO
4684759 CHRISTOPHER TODD WOOD
5454330 DANIEL E WOOD
1787434 GARY STEVEN WOOD
2566760 RICHARD LEE WOOD
2158798 RICHARD SCOTT WOOD
3073759 STEVEN WOOD
5699485 MATTHEW CHARLES WOODARD
3270674 MICHAEL DAVID WOODARD
2777325 KENNETH ROBERT WOODEN
2852394 JUDITH LOUISE WOODHOUSE
2832575 DANIEL ELLIS WOODHULL
1464155 STEPHEN SHON WOODIEL
5232542 RUSSELL L WOODLEY
2783933 GEORGE QUINTIN WOODRUM
4602685 FREDRICK ANTHONY WOODS, JR
3170325 DENISE KAY WOODS
5527951 SALENA L WOODS
4390407 STEPHEN JOHN WOODS
6032935 TYLER JAMES WOODWARD
5816842 KEITH FRANKLIN WOOLEY
2053994 A WILSON WOOLF
6145312 KEVIN SCOTT WOOLF
5917973 CYNTHIA LEE WOOTEN
1313028 PAMELA ANNE WOOTEN
2654863 ELOISE RUTH WORDEN
4254450 MICHELLE DAWN WORK
2193895 BRUCE COLIN WORTHINGTON
4489330 COCO CHANEL WORTHY
1274071 JOHN DANIEL WOSOTOWSKY
4640909 EUGENE HAROLD WRAY
6003150 BRYAN ALLEN WRIGHT
1208101 DENNIS FERN WRIGHT
1015641 JOHN WINGO WRIGHT
2062526 KELLY DEMETRIUS WRIGHT
4097839 MATTHEW PHILIP WRIGHT
5762734 RICHARD LEWIS WRIGHT
2087728 SCOTT FITZGERALD WRIGHT
4544811 GINA JIE WU
6422242 JIAN HENG WU
5423639 MARK SHEN-FENG WU
2307072 DAVID WESLEY WYANDT
3122798 TRISHA STEPHENS WYATT
6048304 BARRY M WYMAN
5943354 James Thomas Walters, II
1833707 Donald Lee Watson, Jr.
5479320 Julie A Wells
4155621 William Brian Wyman