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Individuals Barred by FINRA - Z

The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts; thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts.

This list includes individuals who were barred by FINRA as of August 31, 2019. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. FINRA updates this list once a month. For more complete information, please consult BrokerCheck. Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report

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CRDIndividual Name
2740680CRAIG ANTHONY ZABALA
1817614EDWARD MICHAEL ZADWORNY
6564937HANNAN ZAFAR
5495065STEFANS JOSEPH ZAFFUTO
2599632ANNA ZAICHIK
4244908RONEN ZAKAI
2579218GREGORY ALLEN ZALE
4618695SALEEM ZAMINDAR
4188236MELINDA JEAN ZANDER
2892463JOSE ANGEL ZAPATA, JR
2417735JOSEPH ANDREW ZARAGOZA, JR
854313JORDAN PAUL ZARO
5643968KENYA JULISSA ZAVALA
1325328MARK ABRAHAM ZBOROWSKI
3073261GEORGE ANTHONY ZEDAN
4140700MARTEL PAULINE ZEEFF
4133578JUSTIN ZEGALIA
4921581JOSEPH EDWARD ZEGLOWITSCH, III
1616516HOWARD CHARLES ZELIN
5224578MARAT ZELTSER
2813558MIKHAIL ZEMLYANSKY
4303055DAVID G ZENG
4079033VICTOR O ZEVALLOS
5305398SU ZHANG
5050282XIANGYU YU ZHANG
5775459ZHENGQUAN ZHANG
4592497CONNIE HONG TAO ZHAO
6123056MICHAEL LINFENG ZHENG
2962421DIANE QUN ZHU
6129458JIAONI ZHU
5311046IBRAHIM ZIBLIM
5456832STEVE THOMAS ZIELINSKI
721183RICHARD ZBIGNIEW ZIELONY
2342087LANCE JEFFREY ZIESEMER
1263008BRAD LOUIS ZIGLER
1493072ANDREW RICHARD ZIMMER
4549694BRENT L ZIMMERMAN
6469373JAMIE REID ZIMMERMAN
1800015MATTHEW LAURENCE ZIMMERMAN
2679422PETER GIRARD ZIMMERMAN
1851588SCOTT MARTIN ZIMMERMAN
2544354KEVIN IRVING ZINN
2436090ROBERT LOUIS ZINS
3028245JULIE MARIE ZIOLKOWSKI
2377301DAVID PHILLIP ZIPKIN
1019731BRUCE MARTIN ZIPPER1
1019731BRUCE MARTIN ZIPPER
2750491VLADIMIR ZISKIND
2513409MICHAEL ANTHONY ZOLONDEK
3264144LORI ELIZABETH ZOVAL
1487883VAN GREGORY ZOVLUCK
2393860WILLIAM JAY ZUEHL
1834341MICHAEL EDMOND ZULICK
2910623DAVID SCOTT ZULLIN
1882087ROGER SALVATORE ZULLO
5191105RYAN WILLIAM ZUMBRUM
4713558ERNESTO ZUNIGA GOMEZ
6824808LUIS Alberto ZUNIGA
5099280PAUL ZYAMBO
3135565AURIC D ZYGALA
6648794Yuhong Zhou
6729240Yue Zhu

1. This matter has been appealed to the SEC. The findings and sanctions imposed are subject to review and modification by the SEC. The bar remains in effect pending the outcome of the appeal.