SR-FINRA-2022-014
Proposed Rule Change to Amend FINRA Rules 4111 and 9561 to Make Non-Substantive and Technical Amendments
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rules 4111 and 9561 to make non-substantive and technical amendments.
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 2.34 MB | |
| Notice of Filing and Immediate Effectiveness | PDF - 311.04 KB |