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Proposed Rule Change to Amend FINRA Rules 4111 and 9561 to Make Non-Substantive and Technical Amendments

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rules 4111 and 9561 to make non-substantive and technical amendments.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 2.34 MB
Notice of Filing and Immediate Effectiveness PDF - 311.04 KB