SR-NASD-1998-069
Amendment to Interpretive Material Regarding Mutual Fund Breakpoint Sales
NASDR has filed with the SEC a proposed rule change to Interpretive Memorandum 2830-1 of the NASD regarding mutual fund breakpoint sales to clarify its application to modern portfolio investment strategies.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 31.78 KB | |
| Extension Letter No. 1 | PDF - 2.43 KB | |
| Extension Letter No. 2 | PDF - 2.3 KB | |
| Federal Register Notice | PDF - 19.42 KB | |
| Approval Order | PDF - 20.57 KB |