SR-NASD-2000-042
Recording and Reporting Requirements for Certain Quotation Data
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to add new Rule 6630 to require members to record and maintain their quotations displayed in certain automated, inter-dealer quotation systems, such as the Electronic Pink Sheets, and to report such data to NASD Regulation upon request.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 43.07 KB | |
| Federal Register Notice | PDF - 130.03 KB | |
| Response to Comments and Amendment No. 1 | PDF - 22.86 KB | |
| Statement Requested by Securities and Exchange Commission | PDF - 7.93 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 13.96 KB | |
| Amendment No. 3 to Proposed Rule Change | PDF - 5.52 KB | |
| Approval Order | PDF - 53.78 KB |