SR-NASD-2002-108
Business Continuity Plans and Emergency Contact Information
NASD has filed with the SEC a proposed rule change to require members to create and maintain business continuity plans to use in the event of a significant business disruption. In addition, the proposed rule change would require members to supply NASD with specified information to be used by NASD in the event of future significant business disruptions.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 66.6 KB | |
| Amendment No. 6 and Response to Comments | PDF - 25.87 KB | |
| Amendment No. 7 to Proposed Rule Change | PDF - 9.16 KB | |
| Amendment No. 8 to Proposed Rule Change | PDF - 11.74 KB | |
| Approval Order | PDF - 75.52 KB | |
| Federal Register Notice | PDF - 49.08 KB | |
| Amendment No. 1 and Response to Comments | PDF - 27.75 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 14.39 KB | |
| Amendment No. 3 to Proposed Rule Change | PDF - 38.95 KB | |
| Federal Register Notice of Filing of Amendment Nos. 1, 2, and 3 | PDF - 49.4 KB | |
| Amendment No. 4 and Response to Comments | PDF - 60.75 KB | |
| Amendment No. 5 to Proposed Rule Change | PDF - 9.27 KB | |
| Federal Register Notice of Filing of Amendment Nos. 4 and 5 | PDF - 59.88 KB |