SR-NASD-2005-114
Proposed Amendments for Rule 2810 Addressing Compensation Fees and Expenses in Public Offerings of REITs and DPPs
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 2810 to address the regulation of compensation, fees, and expenses in public offerings of real estate investments trusts and direct participation programs.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 284.46 KB | |
| Approval Order | PDF - 73.27 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 135.46 KB | |
| Federal Register Notice | PDF - 78.08 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 134.83 KB | |
| Amendment No. 3 to Proposed Rule Change | PDF - 166.27 KB | |
| Amendment No. 4 to Proposed Rule Change | PDF - 169 KB | |
| Notice of Filing of Amendment Nos. 1, 2, 3, and 4 | PDF - 95.13 KB | |
| Extension No. 1 | PDF - 19.47 KB | |
| Amendment No. 5 to Proposed Rule Change | PDF - 70.76 KB |