Skip to main content
SR-NASD-2006-076

Proposed Rule Change to Exempt All Securities Included in the NASDAQ 100 Index from the Price Test Set Forth in NASD Rule 5100 (Formerly Rule 3350)

NASD, through its subsidiary, The Nasdaq Stock Market, Inc. ("Nasdaq"), is filing with the Securities and Exchange Commission ("Commission") a proposed rule change to exempt all securities included in the NASDAQ 100 Index from the price test set forth in NASD Rule 5100 (formerly Rule 3350).

Title Format - Size Status
Text of Proposed Rule Change PDF - 645.33 KB
Federal Register Notice PDF - 59.81 KB
Extension No. 1 PDF - 113.01 KB
Amendment No. 1 to Proposed Rule Change PDF - 25.4 KB
Extension No. 2 PDF - 19.55 KB
Extension No. 3 PDF - 19.55 KB
Amendment No. 2 to Proposed Rule Change PDF - 58.93 KB
Approval Order PDF - 60.3 KB