For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
View the Rule Filing Status Report.
| Rule Filing Number Sort ascending | Title |
|---|---|
| SR-FINRA-2025-014 | Proposed Rule Change to Amend FINRA Rule 7620B (FINRA/NYSE Trade Reporting Facility Reporting Fees) |
| SR-FINRA-2025-013 | Proposed Rule Change to Require Use of an Office of Hearing Officers ("OHO") Portal |
| SR-FINRA-2025-012 | Proposed Rule Change to Amend FINRA Rule 6860 (Time Stamps) |
| SR-FINRA-2025-011 | Proposed Rule Change to Amend FINRA Rules 6380A and 6380B (Transaction Reporting) to Extend the Trade Reporting Facilities Operating Hours |
| SR-FINRA-2025-010 | Proposed Rule Change to Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) to Implement Prospective CAT Cost Recovery Fee 2025-2 |
| SR-FINRA-2025-009 | Proposed Rule Change to Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) to Establish Prospective CAT Fee 2025-2 for Industry Members Related to Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail |
| SR-FINRA-2025-008 | Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting) |
| SR-FINRA-2025-007 | Proposed Rule Change to Modify the Implementation Schedule of Amendments to Section 7 of Schedule A to the FINRA By-Laws Adopted in SR-FINRA-2024-019 |
| SR-FINRA-2025-006 | Proposed Rule Change Relating to the Effectiveness of Certain Immediately Effective FINRA Sanctions and Actions |
| SR-FINRA-2025-005 | Proposed Rule Change to Amend the FINRA Capital Acquisition Broker Rules |
| SR-FINRA-2025-004 | Proposed Rule Change to Stay the Effectiveness of Specified Expulsions and FINRA Actions |
| SR-FINRA-2025-003 | Proposed Rule Change to Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others) |
| SR-FINRA-2025-002 | Proposed Rule Change to Adopt FINRA Rule 6152 (Disclosure of Order Execution Information for NMS Stocks) |
| SR-FINRA-2025-001 | Proposed Rule Change to Exempt Certain Business Development Companies from FINRA Rules 5130 and 5131 |
| SR-FINRA-2024-024 | Proposed Rule Change to Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) to Implement Prospective CAT Cost Recovery Fee 2025-1 |
| SR-FINRA-2024-023 | Proposed Rule Change to Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) to Establish Prospective CAT Fee 2025-1 |
| SR-FINRA-2024-022 | Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Clarifying, Technical and Procedural Changes to the Arbitrator List Selection Process |
| SR-FINRA-2024-021 | Proposed Rule Change to Amend the Codes of Arbitration Procedure to Accelerate the Processing of Arbitration Proceedings for Parties Who Qualify Based on their Age or Health Condition |
| SR-FINRA-2024-020 | Proposed Rule Change to Adopt FINRA Rule 7720 (Securities Lending and Transparency Engine (SLATE)) |
| SR-FINRA-2024-019 | Proposed Rule Change to Adjust FINRA Fees to Provide Sustainable Funding for FINRA's Regulatory Mission |
| SR-FINRA-2024-018 | Proposed Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing |
| SR-FINRA-2024-017 | Proposed Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing |
| SR-FINRA-2024-016 | Proposed Rule Change to Make Technical and Other Non-Substantive Changes within FINRA Rules |
| SR-FINRA-2024-015 | Proposed Rule Change to Amend Form U4 and FINRA Rule 3110.19(d) (Obligation to Provide List of RSLs to FINRA) for New RSL Question |
| SR-FINRA-2024-014 | Proposed Rule Change to Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) to Implement a Historic CAT Cost Recovery Fee |