Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

0130. Interpretation

The Rules shall be interpreted in light of the purposes sought to be achieved by the Rules and to further FINRA's regulatory programs.

Cross Reference–

Resolution under Article XI, Section 1, of the By-Laws: Interpretations and Explanations

Amended by SR-FINRA-2008-026 eff. Dec. 15, 2008.

Selected Notice: 08-57.

No Results Found

No Results Found

No Results Found

No Results Found