0140. Applicability
Cross Reference–
Rule 8311, Effect of a Suspension, Revocation or Bar
Amended by SR-FINRA-2008-026 eff. Dec. 15, 2008. Amended by SR-NASD-95-39 eff. Aug. 20, 1996. Selected Notices: 87-53, 88-96, 08-57. |
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Cross Reference–
Rule 8311, Effect of a Suspension, Revocation or Bar
Amended by SR-FINRA-2008-026 eff. Dec. 15, 2008. Amended by SR-NASD-95-39 eff. Aug. 20, 1996. Selected Notices: 87-53, 88-96, 08-57. |